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Journal of Bacteriology, January 1999, p. 477-482, Vol. 181, No. 2
0021-9193/99/$04.00+0
Copyright © 1999, American Society for Microbiology. All rights reserved.
Slipped Misalignment Mechanisms of Deletion
Formation: In Vivo Susceptibility to Nucleases
Malgorzata
Bzymek,
Catherine
J.
Saveson,
Vladimir V.
Feschenko, and
Susan T.
Lovett*
Department of Biology and Rosenstiel Basic
Medical Sciences Research Center, Brandeis University, Waltham,
Massachusetts 02454-9110
Received 5 August 1998/Accepted 11 November 1998
 |
ABSTRACT |
Misalignment of repeated sequences during DNA replication can lead
to deletions or duplications in genomic DNA. In Escherichia coli, such genetic rearrangements can occur at high frequencies, independent of the RecA-homologous recombination protein, and are sometimes associated with sister chromosome exchange (SCE). Two
mechanisms for RecA-independent genetic rearrangements have been
proposed: simple replication misalignment of the nascent strand and its
template and SCE-associated misalignment involving both nascent
strands. We examined the influence of the 3' exonuclease of DNA
polymerase III and exonuclease I on deletion via these mechanisms in
vivo. Because mutations in these exonucleases stimulate tandem repeat
deletion, we conclude that displaced 3' ends are a common intermediate
in both mechanisms of slipped misalignments. Our results also confirm
the notion that two distinct mechanisms contribute to slipped
misalignments: simple replication misalignment events are sensitive to
DNA polymerase III exonuclease, whereas SCE-associated events are
sensitive to exonuclease I. If heterologies are present between
repeated sequences, the mismatch repair system dependent on MutS and
MutH aborts potential deletion events via both mechanisms. Our results
suggest that simple slipped misalignment and SCE-associated
misalignment intermediates are similarly susceptible to
destruction by the mismatch repair system.
 |
INTRODUCTION |
Repeated DNA sequences are prone to
rearrangements at relatively high frequencies. Both deletion and
duplication of genomic DNA at repeated sequences are responsible for
several human diseases (12, 13). Expansion of trinucleotide
repeat arrays forms the basis of a growing number of diseases in humans
(30). To understand the factors that govern genomic
stability, it is therefore important to define the molecular mechanisms
of repeated sequence rearrangements.
Deletion between repeated sequences in the bacterium Escherichia
coli has been studied systematically and has provided evidence for
the mechanisms underlying rearrangements of repeated sequences. Sufficiently large homologies (>200 bp) rearrange, in part, via homologous recombination, dependent on the RecA strand transfer protein
of E. coli (3). However,
rearrangements can also occur efficiently by a
RecA-independent "nonrecombinational" mechanism. These
rearrangements are dependent on the close proximity of the repeated sequences (3, 5, 19) but can occur between repeats ranging from several to thousands of nucleotides in length (3, 7,
20). It has been proposed that these nonrecombinational rearrangements may occur by slipped misalignment of the repeated sequences during DNA replication (1, 9, 28). The replication slipped misalignment model (Fig.
1A) nicely accounts for the proximity dependence and RecA independence of these events. A replicational mechanism for RecA-independent rearrangements is supported by experimental evidence (18, 29). Furthermore, mutations in many replication components of E. coli stimulate such
rearrangements (4, 27).

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FIG. 1.
Replication misalignment models for deletion formation.
Newly replicated DNA is denoted with dashed lines. (A) Simple slipped
mispairing involves the dislocation of a nascent strand to mispair with
a second copy of a repeated sequence on its template, forming a looped
misaligned intermediate. A 3' end may be transiently unpaired and
susceptible to 3' exonucleases during this process. If replication is
completed, a monomeric deletion product will result. (B) Sister
chromosome mispairing involves the displacement and mispairing of both
nascent strands in a stalled replication fork. This mispairing produces
a Holliday junction-like intermediate which may resolve as a crossover
between sister chromosomes, producing a dimeric replicon. Alternative
resolution may produce monomeric deletion chromosomes.
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|
However, there is evidence for a second mechanism of
RecA-independent rearrangements, associated with replication
but distinguished by its molecular products. Analysis of repeat
rearrangements occurring on circular molecules suggests that a
crossover event involving sister chromosomes is sometimes associated
with repeat rearrangements (17, 21). Such sister-chromosome
exchange (SCE) events on circular plasmids are detected as
dimeric plasmid molecules. These dimeric molecules are not easily
explained by a simple replication slippage model, and we have proposed
a slipped misalignment mechanism involving sister strands across the
replication fork (10, 17). This mechanism (Fig. 1B)
resembles recombination in certain respects but is independent of
recombination strand transfer protein RecA. This contrasts with
rearrangements on plasmids which are recovered as monomeric products,
which are consistent with the simple slipped mispairing model where a
nascent DNA strand is dislocated relative to its template.
Both the simple replication slippage model and the SCE-associated
slippage model (Fig. 1) have several common features. Both types of
rearrangements may be promoted by stalled replication. Both models
invoke rearrangements promoted by a displaced 3' strand which
subsequently mispairs with a second copy of the sequence. However,
SCE-associated slippage involves displacement of both leading and
lagging nascent strands; simple slippage can occur by displacement of
one or the other nascent strand. In addition, the simple slippage model
invokes a looped intermediate that may not exist in SCE-associated slippage.
It is therefore of interest to determine which genetic factors may
differentially influence simple slippage or SCE-associated slippage
events. In this work, we examined the sensitivity of these events to
DNA nucleases. Mutations abolishing the 3' exonuclease associated with
DNA polymerase III (dnaQ) and the 3' single-stranded DNA
exonuclease, exonuclease I (sbcB), were examined for effects on the rate of deletion between 101- and 787-bp tandem repeats. Plasmid
deletion products were examined to determine whether simple slippage
(producing monomer products) or SCE-associated slippage (producing
dimeric products) was affected. Our experiments confirm that displaced
3' ends are a common intermediate in slipped misalignments. In
addition, we show that SCE-associated deletion events are
differentially susceptible to exonuclease I whereas the simple slippage
events are sensitive to DnaQ. We also compared the susceptibility of simple slippage and SCE-associated deletions to the mismatch repair system. We have previously shown that heterologies between repeated sequences elicit mismatch repair, thereby resulting in a reduced deletion rate between heterologous repeats (18). We show
here that both simple slippage and SCE-associated tandem repeat
deletions are aborted by the mismatch repair system. This exclusion of
deletion via simple slippage and SCE-associated slippage requires MutS and partially requires the MutH endonuclease. Therefore, simple slippage and SCE-associated slippage intermediates are similarly accessible to mismatch repair.
 |
MATERIALS AND METHODS |
Bacterial strains and growth.
All strains used are derived
from the E. coli K-12 strain AB1157 [F
thi-1 hisG4
(gpt-proA)62 argE3 thr-1
leuB6 kdgK51 rfbD1 ara-14 lacY1 galK2 xyl-5 mtl-1 tsx-33 supE44 rpsL31
Rac

(2)]. Strain
JC10287 [AB1157
(srlR-recA)304] was obtained from R. Kolodner. Strain STL1671 [AB1157 sbcB15
(srlR-recA)304] was constructed by P1 virA
transduction using donor strain JC10287 and recipient strain STL4477
(AB1157 sbcB15 cysC95::Tn10) and selecting
for Cys+ and UV. Strains STL2314 [AB1157 dnaQ49
(srlR-recA)304] and STL2172 [AB1157
mutS201::Tn5
(srlR-recA)304] have been
described previously (18, 27). Strain STL3926 (mutH34
recA::cam) was constructed by P1 virA
transduction using donor strain JJC432 (leuB6 hisG4 argE3 lacY1
galK2 ara-14 xyl-5 mtl-1 tsx-33 rpsL31 supE44 hsdR recD1901::Tn10 recA::cam) obtained
from B. Michel and recipient strain ES1582 (AB1157 mutH34)
obtained from M. Marinus and selecting for chloramphenicol resistance.
Strains were grown on Luria-Bertani (LB) or 56/2 minimal medium
(31). Strain STL2314 was grown at 30°C and assayed at
37°C. All other strains were grown and assayed at 37°C.
Transductions were performed on LCG medium, which consisted of LB
medium supplemented with 1% glucose and 2 mM calcium chloride.
Antibiotics used were ampicillin at 100 µg/ml, tetracycline at 15 µg/ml, and chloramphenicol at 15 µg/ml.
Deletion assays and analysis of plasmid deletion products.
Deletion was assayed using previously described plasmids pSTL55
(17), pSTL57 (19), and pSTL113 (18).
All plasmids used are pBR322 derived and contain a functional copy of
bla, which confers ampicillin resistance, and various
repeated sequences in the tetA gene. Plasmid pSTL55 contains
a 787-bp exact sequence duplication in tetA, and plasmid
pSTL57 contains a 101-bp exact sequence duplication in tetA.
Plasmid pSTL113 contains an imperfect 101-bp repeat sequence disrupting
tetA, the two repeats differing by four bases positioned at
intervals of 21 bp (18). These plasmids were introduced into
respective strains by electroporation (8) or TSS
transformation (6).
Deletion was assayed as described previously (17) for a
total of 31 to 64 independent isolates. Briefly, independent cultures were prepared in liquid media, diluted, and plated. The number of
Tcr colonies was compared to the total number of
Apr colonies, and deletion rates were calculated by the
method of the median (15), using the following formula:
deletion rate = M/N, where M is the
calculated number of deletion events and N is the final
average number of Apr cells in the 1-ml cultures.
M is determined by interpolation from experimental
determination of r0, the median number of
Tcr cells, determined by using the formula
r0 = M(1.24 + ln M). A 95%
confidence interval was determined as described previously (27).
Dimer and monomer deletion products were examined as described
previously (27). Briefly, plasmids were purified by
phenol-chloroform extraction and subjected to electrophoresis on a 0.8 to 1% agarose gel for size determination. Independently isolated
deletion products were analyzed.
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RESULTS |
Mutations in 3' exonucleases stimulate deletion formation via
different mechanisms.
A proposed intermediate of either a simple
template slippage or an SCE-associated deletion event involves a
stalled replication fork (Fig. 1). Since stalled replication liberates
3' DNA ends whose realignment may initiate deletion formation, we
wanted to examine the status of 3' DNA ends during the deletion event.
We tested the effects of two genes encoding 3'-specific exonucleases, sbcB encoding exonuclease I and dnaQ
encoding the DNA polymerase III proofreading exonuclease, on tandem
repeat deletion. Strains were constructed to combine mutations in these
exonuclease genes with a deletion of the recA gene, so that
RecA-dependent homologous recombination events would be prohibited
and only RecA-independent slipped misalignment events could
be detected using our deletion assays.
Two plasmids were used to detect deletions of homologous repeated
sequences: pSTL55 and pSTL57. Plasmid pSTL55 (17) carries a
787-bp duplication in tetA which disrupts the gene. Deletion of one copy of the repeat restores the integrity of the tetA
gene, and can be selected for by tetracycline resistance. Plasmid
pSTL57 (19) carries an analogous but shorter 101-bp
duplication in tetA. Deletion rates were calculated by
fluctuation analysis of independent cultures. In addition, the
products of independent deletion events were examined by plasmid
purification and agarose gel electrophoresis to determine whether
replicon dimerization had accompanied the selected deletion. This
allowed us to calculate the rates of monomer-producing and
dimer-producing deletion events. Dimer-producing deletion events
are presumed to be the result of SCE-associated slipped misalignments.
Monomer-producing deletion events may be simple slippage events or
SCE-associated events that are resolved as monomer products. Holliday
junction intermediates, proposed for the SCE-associated deletion
pathway, may be theoretically resolved in one of two ways
(11), producing, in the case of circular molecules, either
monomeric or dimeric products (Fig. 1B).
In recA strains, the deletion rates determined using the two
assay plasmids were similar, although deletion of the larger duplication in pSTL55 yielded a higher proportion of dimeric products (Table 1). A mutation in the exonuclease
I gene, sbcB15, caused a dramatic increase, six- to
eightfold, in the rate of dimeric (SCE-associated) deletion products
formed from pSTL55 or pSTL57. Because pSTL55 yielded proportionately
more dimeric products, sbcB15 also caused a concomitant
increase in its overall deletion rate; it merely shifted the dimer
distribution for pSTL57. The rate of the monomeric deletion products
was also increased sixfold for pSTL55, but only a slight increase was
seen for pSTL57. This suggests that many SCE-associated slippage events
are aborted by the 3' single-stranded DNA exonuclease, exonuclease I. Simple slippage intermediates may be similarly susceptible to
exonuclease I; however, the stimulation of monomer deletion products
could be due to SCE events resolved as monomer products (Fig. 1B). The assumption that 40 to 60% of SCE events are resolved to monomers explains the increase in monomer rate for both deletion assay plasmids.
In contrast, a mutation in the gene for the 3' exonuclease associated
with DNA polymerase III, dnaQ, caused an increase only of
the monomeric products. Again, as above, a significant sixfold increase
was seen for deletion of the larger 787-bp duplication in pSTL55, but
only minor effects were detected on deletion of the 101-bp repeat in
pSTL57. This suggests that DNA polymerase III 3' exonuclease aborts
simple slippage events (as previously observed by us
[27]), although its effect is more pronounced for the
787-bp repeat deletion.
Mismatch repair genes abort deletion between homeologous repeats
via both misalignment mechanisms.
To examine the accessibility of
deletion intermediates to mismatch repair, we used a deletion assay
plasmid, pSTL113, containing an imperfect 101-bp repeat with four
silent heterologies. This "homeologous" deletion can be compared to
the deletion assayed by plasmid pSTL57, containing perfect 101-bp
repeats. We examined recA mutant strains with an intact
mismatch repair system and those carrying mutations in MutS, the
mismatch repair recognition protein, or MutH, the endonuclease which
cleaves at hemimethylated GATC sites to initiate mismatch correction.
Previously, we have shown that mismatch repair dependent on MutHLS
aborts deletion of homeologous repeats but has no effect on perfectly
homologous repeats (18). The presence of mismatches in the
heteroduplex intermediate of slipped misalignment presumably elicits
excision and hence leads to the destruction of deletion intermediates. However, in this previous study, we did not examine the products of the
deletion events and therefore could not ascertain differential effects of mismatch repair on simple slipped misalignment versus SCE-associated misalignment events. SCE-associated deletion
events involve a recombination-like intermediate (Fig. 1B) and may be more accessible to mismatch repair than replicational simple slippage events. Specifically, we wondered whether the SCE-associated events might be excised without the need for the MutH endonuclease because of
the presence of DNA ends in its intermediate. Indeed, homeologous RecA-dependent recombination is aborted by mismatch repair without the
need for MutH endonuclease (23, 26).
The rate of deletion between the perfect repeats (without heterology)
was unchanged in mismatch repair-proficient or -deficient strains
(Table 2). Approximately 4 to 7% of the
recovered deletion events were accompanied by SCE, producing dimeric
products. The rate of deletion between the two heterologous repeats in
a recA mutant strain was decreased by 400-fold as compared
to the rate of deletion of fully homologous repeats. Examination of
products showed that the SCE-associated homeologous deletion events
were also susceptible to exclusion by mismatch repair, showing a
100-fold decrease relative to that seen for homologous repeats.
(Dimeric products were more abundant among deletion events for the
homeologous repeats [16%] than for the homologous repeats [4%],
but this is not a consequence of mismatch repair as MutS
and MutH
strains show similar dimer frequencies.) A
mutation in MutS, the recognition component of mismatch repair, almost
fully restored deletion between heterologous repeats, by both monomer-
and dimer-producing deletion pathways. A mutation in the MutH
endonuclease partially restored deletion rates between homeologous
repeats to about 25% of the level seen in the MutS
strain. Contrary to our expectation, exclusion of SCE-associated homeologous deletion events, producing dimeric products, was not more independent of MutH. This indicates that MutH cleavage is important in allowing access to the mismatch sites in intermediates of
both simple slippage and SCE-associated slippage intermediates. Presumably, some fraction of the intermediates of both types can initiate mismatch repair without MutH incision, causing deletion rates
to be restored only partially by a mutation in MutH as compared to full
restoration by a mutation in MutS. Previously, we had observed full
rather than partial restoration of homeologous deletion by mutations in
MutH (18); this difference may be due to the presence of
RecA+ in strains used in the former experiments, which may
inhibit MutH-independent mismatch excision.
 |
DISCUSSION |
Susceptibility of slipped misalignment intermediates to 3'
exonucleases.
A deletion between repeated sequences may proceed
through replication misalignment, during which a newly replicated
single strand of DNA is initially displaced from the template and
subsequently reannealed to it at another homologous site. During or
after the displacement of the nascent strand, the replication
misalignment models (Fig. 1) predict that the 3' end of the
single-stranded DNA should be vulnerable to degradation by 3'
exonucleases. Our finding that deletion events are stimulated by
mutations in 3' exonucleases supports these models in which deletion
formation is initiated via displaced 3' ends. Moreover, the
differential effects of exonuclease I and polymerase III exonuclease on
monomeric and dimeric deletion products support the idea that two
distinct misalignment mechanisms contribute to deletion formation.
Our results show that a mutation in exonuclease I, the major 3'
single-stranded DNA exonuclease of E. coli (14,
16), increases the rate of SCE-associated deletion of tandem
repeated sequences. Therefore, SCE-associated deletion
intermediates are substrates for exonuclease I-mediated degradation,
or, more precisely, a 3' single-stranded DNA end is present and
accessible to degradation by that enzyme during the deletion event.
Because exonuclease I is highly specific for single-stranded DNA
(16, 25), this argues that the 3' end is substantially
unpaired at some time during the deletion process. SCE-associated
deletion may occur when DNA polymerase III has dissociated from its
template, thereby freeing both 3' nascent strands and rendering them
vulnerable to exonuclease I if displaced. A mutation in the gene for
the polymerase subunit of DNA polymerase III, dnaE486, also
differentially increases SCE-associated deletion (27),
perhaps because it encourages polymerase dissociation. Mutations in
exonuclease I may also increase the recovery of simple replicational
misalignments, which produces monomeric products in our assays.
However, it is possible that some SCE-associated deletion events are
resolved as monomeric products. A random resolution of the proposed
Holliday junction in SCE-associated misalignment to monomer or dimer
products accounts for the observed increase brought about by
sbcB in our assays.
A mutation in the gene for the DNA polymerase III 3' proofreading
exonuclease, dnaQ, also stimulated deletion but specifically affected the monomeric products. Our results (previously reported for
the 787-bp repeats [27]) may imply that simple
slippage deletion intermediates are destroyed by the polymerase III
exonuclease. However, because a dnaQ mutation did not
significantly stimulate the dimeric products of either construct,
SCE-associated deletion intermediates may be resistant to the
polymerase III exonuclease. In addition, we observed that deletion of
the larger 787-bp repeated sequence was more sensitive to polymerase
III exonuclease than the smaller 101-bp repeat. This may be a property
of the repeat length or may be a sequence-specific effect.
The sensitivity of simple slippage to DnaQ may result from the fact
that polymerase III remains associated with the fork during these
events and would be in place to attack any displaced 3' strand.
This effect may be more pronounced for misalignment of the larger
repeats because more extensive displacement is necessary to effect
realignment. (For SCE-associated events, the polymerase may have
dissociated and so is not on hand to degrade the displaced 3'
intermediates.) An alternative explanation for our results is that the
looped intermediate formed during simple slippage, by realignment of
the nascent strand with its template, may be especially vulnerable to
polymerase exonucleolytic degradation. The template loop may be free to
migrate, and its approach to the 3' nascent end will destabilize the
heteroduplex intermediate (Fig. 2). The
rationale for the lesser effect of dnaQ on the smaller repeat is unclear, although it may be that sequence-specific effects stabilize the looped intermediate in the 101-bp region. The
intermediate for SCE-associated deletion does not contain a loop and
may therefore be inert to destabilization by polymerase III
exonuclease.

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FIG. 2.
Instability of the looped intermediate of simple slipped
misalignment. During deletion formation, the mispairing of nascent and
template strands produces a loop on the template strand. Migration of
the loop within the repeat can destabilize the intermediate by
shortening the heteroduplex pairing region adjacent to the nascent 3'
end. Degradation of the 3' end by DNA polymerase III (DnaQ) can also
destabilize the intermediate and abort potential deletion events.
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Alternatively, dnaQ49 mutations may more actively promote
simple slippage. As the DnaQ subunit,
, is a component of the core polymerase, it may result in destabilization of the entire polymerase complex. If this is the case, it is difficult to reconcile
dnaQ's effect strictly on simple slippage with the
observation that mutations in the gene for the
polymerase subunit
itself, dnaE486, preferentially stimulate the SCE-associated
deletion pathway (27). A more attractive possibility is that
misincorporations by the polymerase in the absence of the proofreading
subunit block polymerase extension, providing increased opportunity for
simple slipped misalignments. Such a "misincorporation plus
slippage" model has been proposed for
1 frameshift mutations
produced by polymerase III in vitro (24). The polymerase
misincorporation rates in vitro and in vivo, in the absence of
proofreading, are sufficiently high (approximately 10
6/base [24]) to account for our
observed rates of deletion in dnaQ49 mutants. After the
looped slippage intermediate has been formed (as in Fig. 1A), the
terminal mismatched base may be removed by the proofreading activities
of polymerase I or polymerase II or by other 3' single-stranded DNA
exonucleases, followed by polymerization to form the simple deletion
product. (In sequence analysis of deletion products, we have not
observed base substitution mutations associated with deletion in
dnaQ49 mutS recA strains.) The larger repeat presents a
larger target for misincorporation and, for this reason, may be
affected by dnaQ49 more severely than the small repeat. If
this model is correct, then SCE-associated deletion events must not be
stimulated by such misincorporations, perhaps because they are too
transient or do not cause polymerase dissociation necessary to elicit
strand exchange.
Mismatch repair access to slipped misalignment intermediates.
Mismatched bases, such as may result from polymerase errors, are
excised by the MutHLS mismatch repair system in E. coli. A MutSL complex recognizes the mismatch in duplex DNA. MutH
provides a nick to the unmethylated strand of a mismatched duplex; this nick serves as an entry point allowing degradation (and subsequent correction) of the newly synthesized strand (22). The
mismatch repair system also aborts genetic rearrangements when
heterologies are present between otherwise homologous sequences.
Mismatch repair that aborts homeologous RecA-dependent recombination
does not require MutH (23, 26). This may be because the
mismatch excision proteins are able to utilize an already present DNA
end of the recombinational intermediate as an entry site to initiate
degradation. In contrast, RecA-independent deletion of homeologous
tandem repeats is sensitive to MutH and Dam methylation presumably
because the heteroduplex intermediate forms during the context of
normal DNA replication and is not accessible without incision
(18).
To see if the recombination-like RecA-independent SCE intermediate
allows for a bypass of MutH function, we analyzed the efficiency of
homeologous repeat deletion in mismatch repair-deficient strains and
analyzed the products of such deletion events to determine whether
deletion had occurred by simple slippage or by SCE-associated misalignment. The SCE-associated misalignment intermediate in our model
(Fig. 1B) predicts a mismatched heteroduplex formed by newly
replicated strands, which because they are unmethylated should be
susceptible to incision by MutH. Subsequent excision of either strand
would lead to destabilization and loss of the critical intermediate.
Our data indicated that the rate of SCE-associated deletion events was
depressed in strains with an intact mismatch repair system when
heterologies existed between repeats. SCE-associated homeologous
deletion was restored in both mutS and mutH
backgrounds, which suggests that MutH plays a significant role in
allowing the mismatch excision proteins to access and degrade the
mismatched heteroduplex intermediate. Therefore, our results indicate
that the intermediates of the SCE-associated deletion pathway are
similar to those of the simple slippage pathway in their accessibility to mismatch repair.
 |
ACKNOWLEDGMENTS |
This work was supported by Public Health Service grants T32
GM07122 (to M.B. and C.J.S.) and RO1 GM43889 and RO1 GM51753.
 |
FOOTNOTES |
*
Corresponding author. Mailing address: Rosenstiel Basic
Medical Sciences Research Center MS029, Brandeis University, Waltham, MA 02454-9110. Phone: (781) 736-2497. Fax: (781) 736-2405. E-mail: lovett{at}hydra.rose.brandeis.edu.
 |
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Journal of Bacteriology, January 1999, p. 477-482, Vol. 181, No. 2
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Copyright © 1999, American Society for Microbiology. All rights reserved.
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