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Journal of Bacteriology, June 2000, p. 3165-3174, Vol. 182, No. 11
0021-9193/00/$04.00+0
Copyright © 2000, American Society for Microbiology. All rights reserved.
Mutually Exclusive Utilization of PR
and PRM Promoters in Bacteriophage 434 OR
Jian
Xu and
Gerald B.
Koudelka*
Department of Biological Sciences, State
University of New York at Buffalo, Buffalo, New York 14260
Received 13 August 1999/Accepted 15 March 2000
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ABSTRACT |
Establishment and maintenance of a lysogen of the lambdoid
bacteriophage 434 require that the 434 repressor both activate transcription from the PRM promoter and repress
transcription from the divergent PR promoter. Several lines
of evidence indicate that the 434 repressor activates initiation of
PRM transcription by occupying a binding site adjacent to
the PRM promoter and directly contacting RNA polymerase.
The overlapping architecture of the PRM and PR
promoters suggests that an RNA polymerase bound at PR may
repress PRM transcription initiation. Hence, part of the stimulatory effect of the 434 repressor may be relief of interference between RNA polymerase binding to the PRM promoter and to
the PR promoter. Consistent with this proposal, we show
that the repressor cannot activate PRM transcription if RNA
polymerase binds at PR prior to addition of the 434 repressor. However, unlike the findings with the related
phage,
formation of RNA polymerase promoter complexes at PRM and
at PR apparently are mutually exclusive. We find that the
RNA polymerase-mediated inhibition of repressor-stimulated PRM transcription requires the presence of an open complex
at PR. Taken together, these results indicate that
establishment of an open complex at PR directly prevents
formation of an RNA polymerase-PRM complex.
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INTRODUCTION |
Each lambdoid bacteriophage contains
a right operator (OR) region on its chromosome that is at
the center of a complex regulatory circuit responsible for governing
the phage's choice between lytic and lysogenic development. Proper
regulation of transcription initiation from the divergently oriented
PR and PRM promoters that lie within the
OR region is crucial to the lysis-lysogeny decision. In
each phage, the activities of these promoters are regulated, in part,
by the binding of the bacteriophage repressor to three recognition
sites that partially overlap the PR and PRM promoters. In the absence of the repressor, the PRM
promoter is virtually inactive and RNA polymerase preferentially
initiates transcription at the PR promoter. During an
infection or induction of a lysogen, continued activity of the
PR promoter drives the phage to develop lytically. If the
phage is to develop or maintain the lysogenic state, there must be
exclusive expression of PRM over PR.
To perform its role in the lysis-lysogeny decision, the repressor must
bind to each of the three binding sites or operators within
OR with different affinities and act both as
transcriptional activator of PRM and as repressor of
PR. In a developing or existing lysogen, the repressor
binds with highest affinity to two sites, OR1 and
OR2. In this configuration, the repressor molecule bound at
OR2 activates transcription from the PRM
promoter. This event leads to expression of the cI gene that
encodes the repressor, which is the sole protein responsible for
maintenance of the lysogenic state. This binding configuration also
permits the repressor to concurrently inhibit transcription initiation
from PR and in doing so prevents the transcription of genes
needed for lytic growth (for a review, see reference
23).
Comparisons among the lambdoid phages have added to our understanding
of OR function (1) as well as provided insight
into the general mechanisms of transcriptional regulation by DNA
binding proteins. In recent years, much has been learned about how the repressors of these phages activate transcription. Evidence suggests that the OR2-bound repressor of each phage activates
transcription initiation by directly contacting the
70
subunit of the PRM-bound RNA polymerase (16,
18). Studies of bacteriophage
indicate that, in addition to
activating PRM transcription by directly contacting RNA
polymerase, the
repressor also activates transcription indirectly
by relieving interference with an RNA polymerase bound at
PR (6, 10, 11). Interestingly, in
phage,
formation of an open complex at the PR promoter does not
prevent RNA polymerase from binding at PRM but rather
impairs isomerization of the RNA polymerase-PRM closed
complex to an open complex (6, 10). These findings lead to
the suggestion that formation of an open complex at the
PR promoter interferes with formation of a similar complex
at PRM. Consistent with this suggestion, on templates
bearing a single base deletion in
OR, which decreases the distance between the transcription start site of PRM
and that of PR, open complex formation at PRM
is drastically inhibited by RNA polymerase bound at PR
(26).
In the OR region of bacteriophage 434, the transcription
start sites of the PR and PRM promoters are
separated by 65 bp, compared to the 82-bp separation found in
's
OR region. This separation results in a strikingly
different placement of the PR and PRM promoter
elements with respect to the OR2 sites in 434 phage
relative to phage
. In
phage, the
35 elements of its
PRM and PR promoters overlap the left and right
ends of OR2, respectively. In 434 phage, the
35 elements
of 434 PR and PRM promoters are located on the left side of OR2 and almost completely overlap (Fig. 1). As
a result of this geometry, severe promoter interference between PR and PRM in 434 OR was
anticipated (2, 3). Until now, however, this prediction had
not been confirmed.
The potential for simultaneous occupancy of PR by RNA
polymerase and the repressor at OR leads to a question
about the precise mechanism that the repressor uses in inhibiting
transcription initiation from PR. Jacob and Monod
(13) advanced the idea that gene regulation could occur by
preventing or repressing the expression of genes. Their classical model
of repressor function proposes that repressors block access of RNA
polymerase to the promoter by occluding the RNA polymerase binding
site. More recent studies indicate, however, that repressors of
transcription often act subsequent to the formation of the initial RNA
polymerase-promoter complex (4, 9, 17, 20).
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MATERIALS AND METHODS |
Enzyme and reagents.
Wild-type and mutant 434 repressors
were prepared as described in reference 24.
Sigma-saturated wild-type Escherichia coli RNA
polymerase was obtained from Epicentre Technologies.
[
-32P]UTP and [
-32P]dATP (3,000 Ci/mmol) were obtained from New England Nuclear. Unlabeled nucleoside
triphosphates were purchased from Boehringer Mannheim.
DNA templates.
Transcription reactions were programmed with
DNA fragments isolated from variants of the plasmid pJX
(28). The 450-bp transcription templates were prepared by
isolating a 450-bp PvuII fragment from this plasmid or its
derivatives. Point mutations in the template (Fig. 1) were introduced
by PCR mutagenesis as described previously (19).
Transcription in vitro.
Transcription reactions were
performed essentially as described previously (28). Briefly,
5 nM (each) DNA template was separately incubated with or without
varying amounts of the 434 repressor for 10 min at 23°C in
transcription buffer containing 100 mM KCl, 40 mM Tris (pH 7.9), 10 mM
MgCl2, and 10 mM dithiothreitol. RNA polymerase was added
to a final concentration of 50 nM, and incubation was continued for
another 15 min at 37°C to allow the formation of open complexes. The
transcription reaction was started by the addition of 0.25 mM ATP, GTP,
or CTP; 0.04 mM UTP; 10 µCi of [
-32P]UTP; and 0.1 mg
of heparin per ml. After 10 min of further incubation, the reactions
were stopped by addition of formamide dye mix (90% formamide) and
fractionated on 6% denaturing gels. The amounts of RNA transcripts
resulting from initiation at PR and PRM were quantified by PhosphorImager analysis.
DNase I footprinting.
DNase I footprinting assays were
performed essentially as described previously (28). Briefly,
a 400-bp PvuII-HindIII DNA fragment derived
from the desired pJX derivative was 3' end labeled using the Klenow
fragment and [
-32P]dATP. The DNA was mixed with
increasing amounts of the 434 repressor in transcription buffer. After
10 min of incubation at 23°C, sufficient DNase I was added to give,
on average, one cleavage per DNA molecule in 5 min of further
incubation. The reaction products were precipitated with ethanol and
sec-butanol, dissolved in a formamide dye, and resolved on
6% denaturing gels.
KMnO4 footprinting.
KMnO4
footprinting was performed essentially as described previously
(27). Briefly, the 400-bp
PvuII-HindIII DNA fragment was 3' end labeled
as described above. This fragment was incubated with or without varying
concentrations of the 434 repressor at 23°C for 10 min, followed by
the addition of RNA polymerase. After an additional 10-min incubation
at 37°C, the DNA was exposed to 10 mM KMnO4 for 1 min.
The oxidation reaction was stopped by adding 1.3 M 2-mercaptoethanol,
and the DNA was purified by two ethanol precipitations. The
precipitated DNA fragments were dissolved in 100 µl of 1 M piperidine
and incubated for 15 min at 90°C to induce cleavage at the modified
bases. The DNA was then diluted in the same volume of
ddH2O, lyophilized twice, dissolved in formamide dye mix,
and fractionated on a 6% denaturing polyacrylamide gel. The products
were visualized by PhosphorImager analysis.
Gel mobility shift assay.
The 400-bp
PvuII-HindIII DNA fragment isolated from pJX
or its derivatives was 3' end labeled as described above. The labeled DNA was mixed with increasing amounts of RNA polymerase in
transcription buffer at 37°C and incubated for 15 min to allow the
open complex formation. Subsequently, 0.1 mg of heparin per ml was
added to remove nonspecifically bound RNA polymerases and/or closed
promoter complexes before 5% glycerol was added prior to loading the
sample onto a nondenaturing 3.5% polyacrylamide gel. The gels were run at 4°C with 0.5× Tris-borate-EDTA at 160 V for approximately 4 h. The gels were then dried, and the reaction products were visualized by PhosphorImager analysis.
 |
RESULTS |
Transcription from PRM cannot be activated by the 434 repressor if RNA polymerase is added before the 434 repressor.
The
distance between the PR and PRM promoters in
bacteriophage 434 is 17 bp less than in the related bacteriophage
.
Since, in both phages, the PR promoter is substantially
stronger than PRM and an RNA polymerase-PR
complex interferes with open complex formation at PRM in
bacteriophage
, we were interested in characterizing the predicted
(1) promoter interference mechanism in bacteriophage 434. To
begin this study, we compared the abilities of the 434 repressor to
activate transcription from 434 PRM when it is incubated with DNA prior to or after addition of RNA polymerase on a template that contains both the wild-type PR and the PRM
promoters (Fig. 1). Consistent with
previous reports (1, 2, 28), incubating the 434 repressor
with the DNA template prior to the addition of RNA polymerase allows
repressor-mediated activation of PRM transcription and
repression of PR transcription (Fig.
2A). In contrast, activation of
PRM transcription by the 434 repressor is significantly
reduced when the DNA template is first incubated with RNA polymerase at
37°C prior to adding the 434 repressor (Fig. 2B). Under the
conditions of this experiment, RNA polymerase forms an open complex at
PR (1, 2). Apparently, the 434 repressor's
ability to activate transcription from PRM is inhibited by
the formation of stable RNA polymerase open complexes at
PR.

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FIG. 1.
The sequence of 434 OR region.
OR1, OR2, and OR3 are enclosed in
boxes; the transcription start sites of PRM and
PR are indicated by bent arrows. The 35 and 10 regions
of PR and PRM are underlined. The positions and
sequences of the promoter mutants used in this study are indicated.
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FIG. 2.
Prior addition of RNA polymerase inhibits
repressor-activated PRM transcription (A and B) or open
complex formation (C and D). For panels A and B, DNA fragments
containing wild-type PR and PRM were
transcribed in vitro in the absence of repressor (lanes 1) and at
various increasing repressor concentrations. Repressor concentrations
were increased in 2.5-fold steps starting at 250 nM protein (lanes 2 to
6). Positions of transcripts resulting from initiation of transcription
from PRM and PR are indicated. (A) The 434 repressor was incubated with DNA template at 23°C for 10 min,
followed by addition of RNA polymerase. The reaction mixture was
transferred to 37°C for 10 min before the transcription reaction was
initiated by the addition of nucleotides and heparin. (B) RNA
polymerase was incubated with DNA at 37°C for 10 min before addition
of the 434 repressor. After an additional 10-min incubation at 37°C,
the transcription reaction was initiated by the addition of nucleotides
and heparin. (C and D) Shown are the open complexes formed at
PRM in the absence of repressor (lanes 1) and the presence
of increasing concentrations of the 434 repressor as detected by
KMnO4 footprinting. Repressor concentrations were increased
in 2.5-fold steps starting at 250 nM protein. Footprinting conditions
are given in Materials and Methods. Positions of PR and
PRM open complexes are indicated. (C) Incubation conditions
were as described for panel A. (D) Incubation conditions were as
described for panel B. RNAP, RNA polymerase.
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Open complex formation on PRM is inhibited if RNA
polymerase is added before the repressor.
The RNA
polymerase-mediated "inhibition" of activated PRM
transcription shown in Fig. 2B could occur at any of the steps of the
transcription pathway including closed complex and open complex formation at PRM or transcription initiation and elongation
processes. To distinguish between these possibilities, we observed open
complex formation at PRM by monitoring the
KMnO4 reactivity of the bases in the
10 region of this
promoter. Since this method detects only unpaired thymines under the
conditions used here, and since there are no accessible thymines in the
labeled strand at PR, this experiment monitors only open
complex formation at PRM. Incubating the 434 repressor with
DNA template prior to adding RNA polymerase leads to a
repressor-dependent activation of PRM open complex formation. This finding is consistent with the repressor's ability to
activate transcription from PRM under these conditions
(Fig. 2C). However, the ability of the 434 repressor to stimulate open complex formation at PRM is almost completely eliminated if
the template is incubated with RNA polymerase at 37°C prior to
addition of the 434 repressor (Fig. 2D). Thus, RNA polymerase
inhibition of repressor-mediated activation of PRM
transcription occurs prior to formation of an open complex. We note,
however, that the inhibition of open complex formation is incomplete,
in that some PRM open complexes are formed under these
conditions. Since we do not observe any transcripts initiating at
PRM when the repressor is added to DNA after RNA polymerase
(Fig. 2B), the observation of residual open complexes may indicate that
the subsequent addition of the repressor also blocks PRM
promoter clearance.
The repressor binds to OR2 in the presence of RNA
polymerase bound at PR.
Since transcription initiation
at PRM requires a repressor-OR2 complex (Fig.
2A), a simple explanation for the inhibitory effect of RNA polymerase
on repressor activation of PRM transcription would be that
an RNA polymerase molecule at PR prevents repressor binding. To test this idea, we examined the ability of the repressor to
bind the sites in OR in the absence or presence of RNA
polymerase by DNase I footprinting. We first characterized the DNase I
footprinting pattern of the repressor in the absence of RNA polymerase.
Figure 3A shows that, in the absence of
RNA polymerase, increasing 434 repressor concentrations result in
progressive occupancy of the operator sites. The occupancy of these
sites as a function of repressor concentration (OR1
OR2 > OR3) reflects their relative affinity for the repressor in intact OR (25).

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FIG. 3.
The 434 repressor binds to OR in the
presence of RNA polymerase at PR. DNA templates containing
wild-type PR and PRM promoters were partially
digested by DNase I in the presence of various amounts of the 434 repressor (A) or the 434 repressor and RNA polymerase (B and C). (A)
Increasing concentrations of the repressor were incubated with DNA at
23°C for 10 min prior to addition of DNase I and heparin. Lane 1 shows the DNase I cleavage pattern of the DNA in the absence of added
repressor. In lanes 2 to 6, repressor concentrations were increased in
2.5-fold steps starting at 250 nM protein. (B and C) DNA and 50 nM RNA
polymerase were incubated in the absence (lanes 1) or the presence of
RNA polymerase (lanes 2) and the 434 repressor (lanes 3 to 7). The
repressor concentrations were increased in 2.5-fold steps starting at
250 nM protein. (B) In the lanes containing the repressor, the
repressor was incubated with DNA template at 23°C for 10 min,
followed by addition of RNA polymerase. The reaction mixture was
transferred to 37°C for 10 min before the addition of DNase I and
heparin. (C) RNA polymerase was incubated with DNA at 37°C for 10 min
before addition of the 434 repressor (lanes 2 to 7). After an
additional 10-min incubation at 37°C, cleavage was initiated by
addition of DNase I and heparin. Positions of protection and
enhancements resulting from protein binding to the sites indicated are
denoted as described in the text. RNAP, RNA polymerase.
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Next, we determined the DNase I footprinting pattern of the
repressor-RNA polymerase-DNA ternary complex under the condition where
RNA polymerase is added to DNA subsequent to the formation of the
repressor-DNA complex. A difficulty with analyzing these footprinting
results is that the repressor is able to both repress transcription of
PR and activate transcription of PRM under
these conditions (1, 2) (Fig. 2). Hence, the footprinting
patterns reflect not only repressor binding but also the repressor's
redirection of RNA polymerase binding from PR to
PRM. Comparison of lanes 1 and 2 of Fig. 3B reveals that
RNA polymerase fully or partially inhibits the DNAse I-mediated
cleavage of numerous bases in the region of OR that
comprises the PR promoter, from about +20 through
50
relative to the start site of PR transcription (protected bases are labeled with solid circles in lane 2 of Fig. 3B). Addition of
twofold-more RNA polymerase does not appreciably change the observed
pattern of protection and enhancements (data not shown). Together with
control KMnO4 probe experiments (data not shown), these
findings suggest that this pattern represents that of the RNA
polymerase-PR complex.
The observation that adding RNA polymerase to the repressor-DNA complex
results in activation of PRM transcription (Fig. 2A) suggests that these conditions should allow us to examine the DNase I
footprint pattern of the repressor-RNA polymerase-PRM ternary complex. Comparing lanes 1 and 2 with lanes 3 to 7 of Fig. 3B
shows that adding increasing concentrations of the repressor followed
by subsequent addition of RNA polymerase results in protection of
several bases at the center of OR2 and at either end of the OR1 site (asterisk-marked bases in lane 3 in Fig. 3B) that
are not protected by RNA polymerase alone. These additional protections result from occupancy of OR1 and OR2 by the
repressor (see Fig. 3A for comparison). Inspection of the
repressor-alone footprinting results in Fig. 3A shows that the
repressor protects a region of DNA upstream of OR1 that
extends to position +20 of PR from DNase I cleavage. This
region is similarly protected in the presence of RNA polymerase bound
at PR (Fig. 3B, lane 2). However, when RNA polymerase is
added to the repressor-DNA complex, this region is not protected but
instead shows hyperreactive DNase I cleavage (positions marked with
open arrowheads in Fig. 3B, lanes 3 to 7). These hyperreactive
cleavages are not observed when RNA polymerase is added to DNA prior to
adding the repressor (Fig. 3C, lanes 3 to 7). Adding RNA polymerase to
the repressor-DNA complex also results in the appearance of a weak
hypersensitive cleavage at position
15 of PR (denoted by
a caret), which is not seen when the repressor is added alone (compare
lane 4 of Fig. 3A with that of 3B) or subsequent to RNA polymerase
addition (Fig. 3C; see below). A stronger hypersensitive cleavage site
is observed at position
30 of PRM. In addition, several
protections are observed in the
10 region of PRM that are
not well resolved on this gel (Fig. 3B, lanes 4 to 6, and data not
shown). As supported by a similar analysis of template bearing a strong
mutation in PR (data not shown), we assert that this
pattern of DNase I protections and enhancements represents that of the
repressor-RNA polymerase-PRM open complex (also Fig. 2C).
In light of the observation that the repressor is unable to activate
transcription of PRM if it is added to DNA after RNA polymerase (Fig. 2), a significant question is whether prior binding of
RNA polymerase at PR blocks repressor binding to its
binding sites in OR. Comparison of lanes 2 and 3 in Fig. 3C
shows that adding the repressor to RNA polymerase bound at
PR results in the protection of bases at either end of
OR1, bases between OR1 and OR2
(denoted by asterisks in Fig. 3C), and bases at the center of
OR2 from DNase I digestion. These protections result from
repressor binding and, moreover, occur at repressor concentrations that are very similar to those needed to occupy these sites in the absence
of RNA polymerase. As a result of the overlap between the DNase I
footprints of RNA polymerase-PR complex and the complex of
the repressor with OR1 and OR2, it is difficult
to assess whether RNA polymerase remains bound to the template at the
PR promoter upon addition of the repressor. To answer this
question, we compared the patterns of DNase I cleavage that are
diagnostic for full repressor occupancy of OR1 and
OR2 (Fig. 3A, lane 4) and of a repressor-RNA
polymerase-PRM open complex (Fig. 3B, lane 4) with the
patterns present in Fig. 3C, lanes 3 to 6. The DNase I patterns of the
samples in the latter lanes sample the structure of the complex under
conditions where RNA polymerase is capable of transcribing PR in the presence of the repressor (Fig. 2). The DNase I
cleavage pattern of RNA polymerase alone (Fig. 3B and C, lanes 2) and
complexes formed when RNA polymerase is added prior to the repressor
(Fig. 3C, lanes 3 to 7) consistently display hypersensitive cleavages at positions near
50 of PR (lanes 2 of Fig. 3B and C,
denoted by plus signs). These cleavages are absent in the
repressor-only and the repressor-RNA polymerase-PRM open
complex lanes. This finding suggests that these cleavages are
diagnostic for an RNA polymerase-PR complex. Significantly,
these hypersensitive cleavages are observed when the repressor is added
and binds to OR1 and OR2 subsequent to the
addition of RNA polymerase (Fig. 3C, lanes 3 to 6). This finding
indicates that RNA polymerase remains bound at PR when the
repressor is added to DNA subsequent to RNA polymerase-PR promoter complex formation. Moreover, the failure to detect protections in the
10 region of PRM under these conditions suggests
that RNA polymerase is unable to form a complex at PRM
under these conditions, even though the repressor is bound at
OR1 and OR2.
In addition to the footprinting results shown in Fig. 3C, two
additional lines of evidence also indicate that RNA polymerase is bound
to PR under the conditions of the experiments in Fig. 3C.
First, under the same conditions, open complex formation at PR is detected by KMnO4 footprinting (see Fig.
5, below). Second, footprinting experiments performed with Cu(II)
phenanthroline suggest that under these conditions RNA polymerase forms
an open complex at PR (data not shown). Third, RNA
polymerase is capable of initiating transcription from PR
under these conditions (data not shown).
To further explore the potential for an effect of RNA
polymerase-PR complex formation on DNA binding by the 434 repressor, we monitored the formation of an RNA
polymerase-repressor-DNA ternary complex by gel mobility shift assay.
The results in Fig. 4A monitor the
formation of 434 repressor-DNA complexes. At all repressor
concentrations, we observe the formation of two sets of bands (Fig.
4A). DNase I footprinting studies and gel mobility shift experiments
performed with repressor mutants that are unable to cooperatively bind
OR1 and OR2 (data not shown) have allowed us to
identify the nature of each of these species. The band with the lowest
mobility represents a protein-DNA complex in which the repressor is
bound at OR1 and OR2 and the repressors at the two sites are cooperatively interacting (Fig. 4A, lanes 2 to 7). The
complex with the highest mobility represents the repressor dimer bound
at OR1 alone (Fig. 4A, lanes 2 to 4). The other, slightly lower mobility complex represents a DNA fragment on which the repressor
is bound at OR1 and OR2 but the two repressors
are not interacting, presumably because this interaction is disrupted during entry into the gel or during progression of the complex through
the gel matrix (Fig. 4A, lanes 2 to 4). As a result of the very high
protein concentrations in the samples in Fig. 4A, lanes 5 to 7, the
mobilities of all these protein-DNA complexes decrease.

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FIG. 4.
The 434 repressor binds DNA in the presence of RNA
polymerase at PR. A DNA fragment containing wild-type
OR including the PR and PRM
promoters was incubated with increasing concentrations of the 434 repressor in the absence (A) or the presence (B) of 50 nM RNA
polymerase. Shown is a native gel of the resulting complexes. (A)
OR-containing DNA incubated in the absence (lane 1) or the
presence (lanes 2 to 7) of increasing concentrations of the 434 repressor. The concentration of the repressor was increased in 2.5-fold
steps starting at 100 nM. (B) OR-containing DNA incubated
in the absence (lane 1) or the presence of RNA polymerase (lane 2) or
RNA polymerase and increasing concentrations of the 434 repressor
(lanes 3 to 8). In lanes 3 to 8, RNA polymerase was added to the
labeled DNA fragment, and this allowed the formation of an open complex
at PR by incubation for 10 min at 37°C. Subsequently, the
repressor was added and the mixture was incubated at 37°C for an
additional 10 min before addition of heparin and loading on the gel.
RNAP, RNA polymerase.
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For the experiment in Fig. 4B, we first added RNA polymerase to the
labeled DNA fragment. Closed complexes and nonspecifically bound RNA
polymerase molecules were removed by heparin addition. This reaction
results in the formation of a single band that corresponds to an RNA
polymerase-PR promoter complex (Fig. 4B, lane 2). Control experiments using a template bearing mutations in PRM that
prevent RNA polymerase from forming any complexes with PRM
formed an identical species, confirming that RNA polymerase is bound
only at PR under these conditions (data not shown; also
Fig. 3B and C). Additionally, using KMnO4 footprinting we
confirmed that the only open complex formed under these conditions was
at PR (data not shown). Adding the 434 repressor to
this mixture results in the formation of the same complexes identified
in Fig. 4A. More importantly, the added repressor supershifts the
band corresponding to the RNA polymerase-PR promoter
complex. Identical results were obtained with the template that bears
mutations in PRM that prevent RNA polymerase from forming a
complex with PRM (data not shown). These findings confirm
that the 434 repressor is capable of binding to its operators even in
the presence of RNA polymerase at PR. Together, the results
in Fig. 3 and 4 show that, in the presence of RNA polymerase bound at
PR, the 434 repressor is able to bind within OR
and that the repressor likely occupies both OR1 and OR2. This finding is somewhat surprising, considering that
the PR promoter sequence overlaps OR1 and
OR2 (Fig. 1).
Only one open complex is allowed to form on the 434 OR
region.
As discussed above, the
35 regions of the PR
and PRM promoters substantially overlap (Fig. 1). This
observation implies that the binding of RNA polymerase to the strong
PR promoter may directly interfere with RNA polymerase
binding to the weaker PRM promoter and that this direct
interference may result in the repressor's inability to activate
PRM transcription initiation. To test this hypothesis, we
compared the basal level of PRM transcription and the
amount of open complexes formed on a template bearing a defective PR promoter with that found on a template bearing wild-type
PR. For this experiment, we mutated PR by
substituting a base pair at the
10 consensus region (see Fig. 1 for
sequence). This mutation dramatically decreases the basal level of
PR transcription (Fig. 5A,
compare lanes 1 and 2; see also Fig. 7 below). We find that, on the
template bearing the mutant PR promoter, approximately three times as many transcripts initiate at PRM as on the
template bearing the wild-type PR promoter (Fig. 5A).
Similarly, two- to threefold as many open complexes are formed at
PRM when PR is defective as when it has
wild-type activity (Fig. 5B). These data indicate that RNA polymerase
bound at the PR promoter interferes with open complex
formation at PRM.

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FIG. 5.
Damaging PR increases PRM
transcription initiation (A) and open complex formation at
PRM (B) in the absence of the 434 repressor. DNA containing
a wild-type PRM and a wild-type (lanes 1) or defective
(lanes 2) PR promoter was transcribed by RNA polymerase (A)
or incubated with RNA polymerase and footprinted using
KMnO4 (B). The positions of the PR and
PRM transcripts are indicated, as is the position of the
PRM open complex.
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Having established the existence of promoter interference between
PRM and PR, we wished to establish the precise
mechanism of interference. One possible mechanism is that, similar to
the related
phage, PR interference with PRM
function may occur by inhibiting the rate of transition of the RNA
polymerase-PRM closed complex to an open complex (10,
26). If this hypothesis is correct, RNA polymerase should
simultaneously form open complexes on both PR and
PRM promoters. An alternative mechanism is that an open
complex at PR may simply prevent the formation of any RNA
polymerase-PRM complexes.
As the first step toward answering this question, we used gel mobility
shift assays to determine how many open complexes can be formed on a
single DNA template containing both 434 PR and PRM. We examined the ability of RNA polymerase to form open
complexes on DNA templates bearing various arrays of wild-type and
mutant PR and PRM promoters. Similar to Fig. 4,
only one shifted band is observed when RNA polymerase is added to a
template bearing both wild-type PR and PRM
promoters (Fig. 6, lanes 2 to 4). This band is not observed with templates that bear a mutation that inhibits
PR open complex formation (data not shown; also Fig. 6,
lanes 8 to 10). This finding establishes that the band seen in Fig. 6,
lanes 2 to 4, represents a heparin-resistant RNA
polymerase-PR promoter complex.

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FIG. 6.
Mutually exclusive binding of RNA polymerase to
PR and PRM. Increasing concentrations of RNA
polymerase were incubated with a DNA fragment containing wild-type
PR and PRM (lanes 2 to 4), a fragment bearing a
single mutation in the 35 region of PR and
PRM that simultaneously decreases the strength of
PR and increases the strength of PRM (lanes 5 to 7) (28), or a template bearing both the 35 mutation and
a mutation in the 10 region of PR (lanes 8 to 10; see
Fig. 1 for sequences). The concentration of RNA polymerase was
increased in threefold steps starting from 10 nM protein (lanes 2 and
8). RNA polymerase was added to the labeled DNA fragment incubated for
10 min at 37°C before addition of heparin and loading on the gel.
RNAP, RNA polymerase; WT, wild type.
|
|
We showed previously that a mutation that changes the sequence of the
35 region of 434 PRM toward the consensus sequence (Fig.
1) increases initiation from PRM and decreases
transcription initiation from PR (28). When RNA
polymerase is incubated with this template, the results in Fig. 6,
lanes 5 to 7, show that two shifted bands are observed. Since
KMnO4 footprinting data indicate that open complexes are
formed at PR and PRM (data not shown), we
suggest that each band represents an open complex formed at
PRM or PR, respectively, on separate DNA molecules.
These findings do not definitively prove that each band represents an
individual open complex at PRM and PR, which
are formed on two different DNA molecules. It is formally possible that
the higher-mobility band represents an RNA polymerase-DNA complex at a
single promoter, while the complex having lower mobility represents an
RNA polymerase complex at both PRM and PR on
the same DNA fragment. Alternatively, it is possible that the two bands
observed in Fig. 6, lanes 5 to 7, represent two forms of a complex
formed at a single promoter. To begin to distinguish these
possibilities, we examined the ability of RNA polymerase to form
heparin-resistant complexes on a template bearing two mutations, the
combined consequences of which increase the strength of PRM
and decrease the strength of PR. The first mutation is located within the
35 region of PRM that simultaneously
increases the match of its
35 region of 434 PRM with the
consensus sequence but decreases the match of the
35 region of
PR to the consensus sequence. The second mutation is in the
10 region of PR (see Fig. 1 for sequences). This change,
combined with the
35 alteration, renders the PR promoter
incapable of forming any complexes with RNA polymerase.
KMnO4 probe experiments show that, on this template, RNA
polymerase forms only open complexes at PRM (data not
shown). The results in Fig. 6, lanes 8 to 10, show that only one
shifted band is observed when RNA polymerase is incubated with this
template. The mobility of this complex is identical to that of the
lower-mobility species seen in Fig. 6, lanes 5 to 7. This finding
indicates that the lower-mobility complex does not contain a DNA
molecule bearing an RNA polymerase at both PRM and
PR. Since only a single species is formed on this template,
this finding also suggests that the two species that are observed in
Fig. 6, lanes 5 to 7, do not represent two forms of the same RNA
polymerase-promoter complex. Moreover, since only the lower-mobility
complex forms on this template, and since this complex is observed only
when RNA polymerase forms an open complex at PRM, we
suggest that this complex is the RNA polymerase-PRM open
complex. Hence, the lower- and higher-mobility complexes formed under
the conditions of the experiment in Fig. 6, lanes 5 to 7, represent
open complexes formed at PRM and PR, respectively, on separate DNA molecules. Most importantly, these observations indicate that formation of open complexes at
PRM and PR promoters is mutually exclusive.
Based on the analysis of the data in Fig. 6, if open complexes were
allowed to simultaneously form on both PR and
PRM promoters, a third, higher-molecular-weight species
should be observed.
Role of PR sequence in inhibiting activation of
PRM transcription.
The above results demonstrate that
prior addition of RNA polymerase decreases the repressor's ability to
stimulate open complex formation at PRM by prohibiting the
access of RNA polymerase to the PRM promoter sequence. We
wished to determine what kind of RNA polymerase-PR complex
is capable of inhibiting repressor-mediated activation of
PRM transcription. As a first step in this investigation, we examined whether the relative strength of the PR
promoter plays a role in inhibiting the activation of PRM
open complex formation by the 434 repressor. This experiment employs
the
10 mutant PR promoter used in the experiments
presented in Fig. 5 and 6 (see Fig. 1 for sequence). The
10 sequence
change dramatically decreases the transcriptional activity of the
PR promoter (Fig. 7A, lane 1). Similar to the results obtained using a template bearing the wild-type promoters (Fig. 2A), the 434 repressor is able to activate transcription from PRM when it is added to the template
prior to RNA polymerase (Fig. 7A). However, in contrast to the results obtained with the wild-type promoters, the 434 repressor is also able
to activate PRM transcription even if RNA polymerase is
incubated with DNA template prior to adding the repressor (Fig. 7B;
also compare these results to those shown in Fig. 2B). The failure of
the mutant PR to inhibit initiation of transcription from
PRM under these conditions may result from a decrease in
the lifetime of the mutant PR-RNA polymerase open complex
or an inability of the mutant promoter-RNA polymerase complex to
interfere with repressor function (see Discussion). Nonetheless, these
findings suggest that the RNA polymerase-mediated inhibition of
PRM transcription requires a strong PR
promoter.

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|
FIG. 7.
Damaging PR obviates RNA polymerase
inhibition of repressor-activated PRM transcription (A and
B) or open complex formation (C and D). For panels A and B, DNA
fragments containing wild-type PRM and 10 mutant
PR (see Fig. 1 for sequence) were transcribed in vitro in
the absence of repressor (lanes 1) and at various increasing repressor
concentrations. Repressor concentrations were increased in 2.5-fold
steps starting at 250 nM protein (lanes 2 to 6). Positions of
transcripts resulting from initiation of transcription from
PRM and PR are indicated. (A) The 434 repressor
was incubated with DNA template at 23°C for 10 min, followed by
addition of RNA polymerase. The reaction mixture was transferred to
37°C for 10 min before the transcription reaction was initiated by
the addition of nucleotides and heparin. (B) RNA polymerase was
incubated with DNA at 37°C for 10 min before addition of the 434 repressor. After an additional 10-min incubation at 37°C, the
transcription reaction was initiated by the addition of nucleotides and
heparin. (C and D) Shown are the open complexes formed at
PRM in the absence of the repressor (lanes 1) and the
presence of increasing concentrations of the 434 repressor as detected
by KMnO4 footprinting. Repressor concentrations were
increased in 2.5-fold steps starting at 250 nM protein. Footprinting
conditions are given in Materials and Methods. Positions of
PR and PRM open complex are indicated. (C)
Incubation conditions were as described for panel A. (D) Incubation
conditions were as described for panel B. RNAP, RNA polymerase.
|
|
KMnO4 footprinting experiments were performed to confirm
that the loss of the inhibition, resulting from weakening
PR by mutation, affects PRM open complex
formation. The results in Fig. 7 show that, on a template bearing a
mutant PR promoter, the maximal amount of PRM
open complex is formed regardless of whether RNA polymerase is added
after (Fig. 7C) or before (Fig. 7D) the 434 repressor. These results
differ from those obtained on templates bearing the wild-type
PR promoter (Fig. 2C and D) and confirm that decreasing the
strength of PR relieves the RNA polymerase-mediated inhibition of the repressor-stimulated PRM open complex
formation. Together with the results in Fig. 4 and 5, these results
suggest that RNA polymerase-mediated inhibition of PRM
transcription occurs at the level of RNA polymerase binding to
PRM.
An open complex formed at PR is required for the
inhibition of PRM activity.
The foregoing experiments
demonstrate that changing the strength of PR can modulate
the efficiency of repressor-mediated PRM activation.
However, these experiments do not provide information regarding the
molecular basis for this modulation. We took advantage of the fact that
open complex formation is temperature dependent to examine whether an
open complex engaged at the PR promoter is required to
prevent repressor-mediated activation of PRM transcription. We have established that only closed, not open, complex formation can
proceed at low (0 to 5°C) temperatures (data not shown) and that
efficient open complex formation at PR requires
temperatures in excess of 12°C. Thus, if formation of an open complex
at PR is required for the inhibition of PRM
activation, incubation of RNA polymerase at 0°C before adding the
repressor should not prevent activation of PRM by the
repressor. The results in Fig. 8 show that, in contrast to the results obtained at higher temperatures, incubating RNA polymerase and the DNA fragment at 0°C prior to adding
the repressor does not inhibit transcription activation of
PRM by the 434 repressor. This finding indicates that
formation of open complex at the PR promoter is required
for the inhibition of 434 repressor-mediated activation of
PRM.

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FIG. 8.
An open complex at PR is required for the
inhibition of repressor-mediated activation of PRM. A DNA
fragment containing wild-type PR and the PRM
promoter was transcribed in vitro in the presence of the repressor.
Transcription conditions are given in Materials and Methods. Repressor
concentrations were increased in 2.5-fold steps starting at 250 nM
protein. Positions of transcripts resulting from initiation of
transcription from PRM and PR are indicated.
RNAP, RNA polymerase.
|
|
 |
DISCUSSION |
Our data clearly demonstrate that open complex formation at the
PR promoter prevents open complex formation on
PRM. This finding indicates that, in 434 OR,
434 repressor-mediated activation of PRM transcription
occurs through two mechanisms. First, the 434 repressor stimulates open
complex formation at PRM by directly contacting RNA
polymerase (2, 3, 28). Second, in agreement with the
suggestions of others (1), the results shown in this paper
indicate that the 434 repressor also activates PRM
transcription by releasing an "inhibitory" effect of RNA polymerase
bound at the strong promoter PR. The homologous
repressor employs identical strategies in stimulating transcription
from
PRM (6, 10, 11, 12, 14, 16, 18). The
congruence of mechanisms used in stimulating PRM in these
two phages supports the assertion that these strategies may be used
generally in all homologous phages (10).
Although the activities of the PRM promoters in
bacteriophages
and 434 are regulated by interference between
PR and PRM, the specific mechanisms by which
RNA polymerase at PR inhibits PRM transcription
initiation appear to differ between the two phages. In the case of the
repressor, an open complex at PR does not appear to
affect binding of RNA polymerase to PRM (10). Instead, the RNA polymerase-PR complex inhibits the rate of
isomerization of a closed complex at PRM to an open complex
(6, 11, 26). Hence in
OR, open complex
formation at PR and that at PRM are not
mutually exclusive. We are unable to detect a ternary complex in which
both 434 PR and PRM are occupied (Fig. 6),
indicating that in 434 OR open complex formation at
PR prevents formation of a similar complex at
PRM.
A comparison of sequences of the OR regions of the two
phages suggests a reason for the difference in their promoter exclusion mechanisms. In
OR, the
35 regions of PR
and PRM are located to the right and left of
OR2, respectively, and are separated from each other by 12 bp. In 434 OR, the
35 regions of PR and PRM virtually overlap on the left side of OR2.
Hence, simultaneous occupancy of each promoter by RNA polymerase is
forbidden by steric occlusion. To better understand the spatial
relationships among the proteins that control the activities of
PR and PRM, an unwrapped cylindrical projection
of the OR region that identifies the positions of the
phosphates actually or presumed to be contacted by the repressor and
RNA polymerase is presented in Fig. 9
(2, 22). This DNA projection indicates that most of the
phosphates contacted by the repressor bound at OR1 and
OR2 are not contacted by RNA polymerase bound at the
PR promoter. In addition, this model also indicates that
RNA polymerase bound at the PR promoter and the repressor
bound at OR1 and OR2 are essentially located on
different faces of the DNA. These inferences are consistent with the
results showing that the repressor at these sites and RNA polymerase at PR can coexist simultaneously on DNA. Examination of Fig. 9
also shows that RNA polymerase binding blocks the access of the
repressor to phosphate at 3' to the base at position 10 of
OR2. This finding suggests that prior binding of RNA
polymerase at PR may alter the structure of the
repressor-OR2 complex. This putative structural alteration
could also contribute to RNA polymerase-mediated inhibition of
repressor-stimulated PRM transcription. Similarly, this
model predicts that RNA polymerase may be able to form a
nontranscriptionally active complex with PR in the presence
of the repressor bound at OR2. Data obtained by our
laboratory support both of these ideas (J. Xu and G. B. Koudelka,
unpublished data).

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|
FIG. 9.
Disposition of RNA polymerase and the 434 repressor
bound at the 434 OR region. Ethylation interference data
are mapped onto an unwrapped cylindrical projection of the surface of a
DNA double helix, assuming 10.5 bp per turn. Ethylation interference
patterns for RNA polymerase bound at the PR promoter are
deduced from data obtained for the T7A3 and PlacUV5 promoters
(22). Ethylation interference patterns for RNA polymerase at
the 434 PRM promoter and the 434 repressor at
OR1 and OR2 are based on the data in reference
2. The black area represents the 434 repressor. The
white area represents RNA polymerase at PR, and the hatched
area denotes the position of RNA polymerase at PRM.
Phosphate contacts for each protein are denoted by white circles
(repressor at OR1 and OR2), black circles (RNA
polymerase at PRM), and gray circles (RNA polymerase at
PR). The hatched circles denote phosphates that could be
contacted by RNA polymerase and/or the 434 repressor.
|
|
Since inactivating PR allows RNA polymerase to initiate
transcription at the weak PRM promoter (Fig. 5), we are
interested in assessing the relative contribution of the indirect
effect of relieving promoter competition to the overall efficiency of the 434 repressor activation of PRM transcription. The work
of Gussin and coworkers (26) with
phage suggests that
interference between
PRM and
PR does
not limit the rate of open complex formation at
PRM in
the cell. Apparently, rapid transcription initiation clears both the
PR and
PRM promoters rapidly enough that neither is occupied for a significant fraction of the time, thereby minimizing the effects of promoter interference in vivo. Although we do not have direct evidence, correlation between the in
vivo and in vitro studies of 434 promoter utilization and the data
presented in this paper suggest that promoter interference may have a
role in vivo in the 434 bacteriophage. Overall, adding the repressor
increases the amount of open complexes and transcripts from
PRM by 10-fold (2, 28). The effect of mutating
PR increases the amount of runoff transcripts by about
threefold and the amount of open complexes by a similar amount (Fig.
5). This analysis indicates that repressor-mediated relief of promoter
competition contributes nearly as much to the 434 repressor's
activation of PRM transcription as does direct stimulation
of RNA polymerase. Consistent with the relative importance of the
indirect stimulation mechanism, positive control mutants that are
presumably defective in directly contacting RNA polymerase stimulate
PRM transcription at least half as well as does the
wild-type repressor in vivo (2). This finding also indicates
that relief of promoter interference may have a significant role in
regulating PRM transcription in the bacteriophage. Further
support for this view comes from the finding that eliminating RNA
polymerase binding at PR by 434 Cro binding to
OR1 and/or OR2 also stimulates transcription
from PRM (1). Similarly, deletion of
PR increased transcription from PRM threefold
in vitro (2).
Kinetic assays indicate that the direct stimulation of
PRM by the
repressor occurs by increasing the rate of
isomerization of RNA polymerase from a closed to an open complex at
PRM (7, 8). Relief of promoter interference by
the
repressor also leads to an increase in the rate of
isomerization (6, 11, 26). Although the precise kinetic
mechanism by which the 434 repressor stimulates transcription from 434 PRM has not yet been determined, several lines of evidence
indicate that the 434 repressor enhances the formation of closed
complexes by recruiting RNA polymerase to the PRM promoter
(28). Similarly, the 434 repressor-mediated relief of
promoter competition would also be expected to result in an increase in
the number of closed complexes at PRM. The variance in
overall mechanism of activation in these two phages is likely related
to promoter sequence-dependent differences in the identity of the
rate-limiting steps between the two PRM promoters and not to a difference in the stimulatory properties of the two repressors (21). This idea is supported by the observation that the
repressor can stimulate closed complex formation by a mutant RNA
polymerase (15). Moreover, the
repressor is also able to
activate transcription simply by providing an arbitrary protein-protein
contact with RNA polymerase (5).
We have shown that open complex formation at the PRM
promoter is inhibited by open complex formation on PR. With
this observation in mind, one question still remains. Given that an
open complex on PR appears to be required to inhibit
transcription from PRM, how can 15 to 20% of DNA that
forms an open RNA polymerase-PR complex cause the 80%
decrease in PRM transcription (Fig. 5)? One possible answer
is that these complexes do not represent all of the heparin-resistant
DNA-RNA polymerase complexes. It is possible that these intermediate
complexes account for a reasonably large portion of the population and
enforce an inhibitory effect on PRM transcription.
 |
ACKNOWLEDGMENT |
This work was supported by PHS grant GM42138 from the National
Institutes of Health, National Institute of General Medical Sciences.
 |
FOOTNOTES |
*
Corresponding author. Mailing address: Department of
Biological Sciences, Cooke Hall, North Campus, State University of New York at Buffalo, Buffalo, NY 14260-1300. Phone: (716) 645-3489. Fax:
(716) 645-2975. E-mail: koudelka{at}acsu.buffalo.edu.
 |
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Journal of Bacteriology, June 2000, p. 3165-3174, Vol. 182, No. 11
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Copyright © 2000, American Society for Microbiology. All rights reserved.
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