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Journal of Bacteriology, October 2001, p. 5997-6008, Vol. 183, No. 20
0021-9193/01/$04.00+0 DOI: 10.1128/JB.183.20.5997-6008.2001
Copyright © 2001, American Society for Microbiology. All rights reserved.
Recombination in the ompA Gene but Not the
omcB Gene of Chlamydia Contributes to
Serovar-Specific Differences in Tissue Tropism, Immune
Surveillance, and Persistence of the Organism
Kim L.
Millman,1,4
Simon
Tavaré,1,3 and
Deborah
Dean2,4,*
Department of Preventive Medicine, University of Southern
California Keck School of Medicine,1 and
Departments of Biological Sciences and Mathematics, University
of Southern California,3 Los Angeles,
Department of Medicine, University of California at San
Francisco School of Medicine, San Francisco,2
and Children's Hospital Oakland Research Institute,
Oakland,4 California
Received 15 March 2001/Accepted 10 July 2001
 |
ABSTRACT |
Sequences of the major outer membrane protein (MOMP) gene
(ompA) and the outer membrane complex B protein gene
(omcB) from Chlamydia trachomatis, Chlamydia
pneumoniae, and Chlamydia psittaci were analyzed for
evidence of intragenic recombination and for linkage equilibrium. The
Sawyer runs test, compatibility matrices, and index of association
analyses provided substantial evidence that there has been a history of
intragenic recombination at ompA including one instance of
interspecies recombination between the C. trachomatis mouse
pneumonitis strain and the C. pneumoniae horse N16 strain.
Although none of these methods detected intragenic recombination within
omcB, differences in divergence reported in earlier studies
suggested that there has been intergenic recombination involving
omcB, and the analyses presented in this study are
consistent with this. For C. trachomatis,
index-of-association analyses suggested a higher degree of
recombination for C class than for B class strains and a higher degree
of recombination in the downstream half of ompA. In
concordance with these findings, many significant breakpoints were
found in variable segments 3 and 4 of MOMP for the recombinant strains
D/B120, G/UW-57, E/Bour, and LGV-98 identified in this study. We
provide examples of how genetic diversity generated by repeated
recombination in these regions may be associated with evasion of immune
surveillance, serovar-specific differences in tissue tropism, and persistence.
 |
INTRODUCTION |
Chlamydiae are gram-negative
bacteria responsible for a large variety of diseases in humans,
animals, and birds. There are four species currently recognized in the
genus: Chlamydia trachomatis, C. pneumoniae, C. psittaci, and C. pecorum.
Collectively, they represent a major public health burden. C. trachomatis is the leading cause of preventable blindness and
sexually transmitted diseases (STD) in the developing and developed
world, respectively (9, 12, 13). C. pneumoniae
is an important cause of community-acquired pneumonia (60)
and has also been implicated in the etiology of atherosclerosis,
stroke, Alzheimer's disease, and multiple sclerosis (6,
59). C. trachomatis and C. pneumoniae are
mainly pathogens of humans. However, C. trachomatis can also
infect rodents (53, 69) and swine (44) and
C. pneumoniae can infect horses and koalas (27,
70). In contrast, C. psittaci mainly infects lower
vertebrate mammals and birds; humans are accidental hosts for
infection, and to date there has been no evidence suggesting that
humans can transmit C. psittaci. Until recently, chlamydial strains of nonhuman origin were uniformly classified as C. psittaci. However, examination of sequence data has revealed that
some ruminant strains were not sufficiently similar to any C. psittaci strain, and they have been reclassified as C. pecorum (25).
The chlamydial outer membrane complex is composed primarily of three
proteins, specifically the major outer membrane protein (MOMP) and two
cysteine-rich proteins, the outer membrane complex B protein (OmcB) and
the outer membrane complex A protein (OmcA) (30).
Of the three, MOMP is the most extensively studied due to its surface
exposure, immunogenicity, and potential function as a cellular adhesin
(29). The gene that encodes MOMP, ompA, exhibits extensive DNA sequence variation that is confined mainly to
four variable segments or domains (VS or VD 1 to VD 4)
(78) that contain subspecies- and serovar-specific
antigenic determinants. Important T-cell epitopes are also located in
MOMP (1, 39). OmcB, encoded by omcB, does not
appear to be surface exposed but is thought to form a supramolecular
lattice in the periplasm (51, 62). Another important
difference is that OmcB is extremely highly conserved
(52). Currently, classification of C. trachomatis is based on the serological differentiation of
antigenic epitopes on MOMP into 19 human C. trachomatis
serovars (A to K, Ba, Da, Ia, Ja, L1 to L3, and L2a) (72,
73). Based on amino acid similarity, these serovars have been
placed into the following serogroup or classes: B class (B, Ba, D, Da,
E, L1, L2, and L2a), C class (A, C, H, I, Ia, J, Ja, K, and L3), and
intermediate class (F and G) (78).
The inability to serotype several C. trachomatis strains in
the last decade prompted investigators to examine the sequence variation of ompA. Some variant strains were observed to
have a mosaic structure based on the presence of nucleotide runs with different ancestries. Ia was composed of I/H (46); LGV
strains (LGV-98, LGV-224, and LGV-115) were composed of L1 and L2
(34); and 4 to 8% of STD stains were mosaics of C/J and
I/H (77) or L1/L2, L2/L1, L3/H, and I/H (7).
However, these observed recombination frequencies were dissimilar to
those observed in other studies. There were no recombinants among 68 STD ompA strains in San Francisco (15), among
188 trachoma strains in Gambia (32), or among 27 trachoma
strains in Tunisia (16). The first computational evidence
for recombination in Chlamydia was provided by Fitch, Peterson, and de la Maza (24) based on the analysis of 24 ompA and 10 omcB sequences. They found that
phylogenetic reconstructions were not congruent for the C. trachomatis strains and that the genetic distance between L1 and B
was 10 times greater for MOMP than for OmcB, despite the fact that the
average genetic distance between species was only 25% greater for MOMP
than for OmcB. They suggested that the most plausible explanation was
genetic exchange among strains with a bias in the direction of
recombination. Recently, Jordan et al. (43) identified one
apparent gene conversion event between two genes that encode putative
outer membrane proteins of C. pneumoniae strain AR39 by
comparing complete genome sequences.
While the observational data and computational analyses indicated that
recombination had occurred, statistical methods able to detect patterns
of apparent recombination among and between chlamydial species in the
absence of obvious mosaic structures were not applied to these data.
Furthermore, neither the significance of the mosaics nor an accurate
identification of breakpoints was assessed. Our approach to providing a
comprehensive statistical analysis of recombination at these two loci
was twofold. Methods designed to detect unique or rare recombination
events as well as those designed to detect repeated recombination were
applied to 40 ompA and 19 omcB sequences from
C. trachomatis, C. psittaci, and C. pneumoniae. We also evaluated whether any significant intraspecies and/or interspecies gene conversion events had occurred and if there
were any barriers to these events. We also analyzed potential mosaics
identified by observation to determine their significance and
breakpoints. In agreement with Fitch et al. (24), our
results revealed an incongruence in the branching orders of
phylogenetic trees for C. trachomatis, including one cluster
of strains not previously identified. Our data show for the first time
statistical evidence to support ompA intragenic
recombination for C. trachomatis strains, including a
determination of the relative degree of recombination for different
regions of ompA and for different classes. Our analyses also
reveal ompA intragenic recombination between an equine
C. pneumoniae strain and a rodent C. trachomatis
strain. We interpret these results in light of their implications for
immune evasion, tissue tropism, persistence, and vaccine design.
(This research was presented in part at the Fourth Meeting of the
European Society for Chlamydia Research, August, 2000, Helsinki, Finland, abstr. 42.)
 |
MATERIALS AND METHODS |
DNA sequences.
Sequence analysis was performed for C. trachomatis, C. pneumoniae, and C. psittaci
omcB and ompA sequences. A total of 40 full-length
ompA sequences and 12 full-length omcB sequences
were from GenBank. Seven omcB sequences were determined by
direct sequencing of PCR products using methods described previously
(15) except that the following primer pairs were used:
omcBF1 (5'-AAAGTTAGTTAATAACAATT-3') (nucleotides [nt]
71
to
52) plus omcBB1 (5'-CGGATCTCTGGACAAGCGCAT-3') (nt 632 to 612); omcBF2 (5'-TCCTACTGCTGATGGTAAG-3') (nt 492 to 510) plus omcBB2 (5'-GCTCCTGCAGCTTCAAGAACT-3') (nt
1133 to 1113); and omcBF3 (5'-TGTAGAATATGTGATCTCC-3')
(nt 1026 to 1044) plus omcBB3 (5'-AAAGCCGCCCAGGAATCCCT-3')
(nt 1754 to 1733). Using these primers, several fragments of
A/Har-13 could not be amplified. The following modified primers were
designed and used for this strain; omcBAF1
(5'-AATGTTGAGGGTAAAAGTT-3') (nt
65 to
47) plus omcBAB1
(5'-ACCTTCTTTAAGAGGTTTTACC-3') (nt 591 to 570) and omcBAF3 (5'-ACGAGCCTTGCGTACAAGT-3') (nt 971 to 988) plus
omcBAB3 (5'-AAACTCTACAGATTCCTTA-3') (nt 1566 to
1548). The omcB sequences were truncated to the length of
the shortest sequence available (nt 1 to 1566 of the complete 1,676-nt
omcB gene). The properties of the chlamydial strains are
shown in Table 1. With the exception of
strains E-DK20 and D/UW-3, all omcB sequences were derived
from the same strains as for ompA.
Phylogenetic and statistical analyses.
Sequences were
aligned manually using the multiple-alignment sequence editor (MASE,
version 3.1; Dana-Farber Cancer Institute, Harvard School of Public
Health [ftp.ebi.ac.uk/pub/software /unix/]). Neighbor-joining
tree topologies (61) were generated by Molecular
Evolutionary Genetics Analysis (MEGA, version 1.01; Institute of
Molecular Evolutionary Genetics, Pennsylvania State University
[http://www.megasoftware.net]), based on distance estimates using
a Kimura (45) two-parameter model for substitution events. Bootstrap confidence levels were determined by randomly resampling of
the sequence data 1,000 times.
The Sawyer runs test was used to test whether significant intraspecies
or interspecies recombination had occurred among the sequences analyzed
at the ompA or the omcB locus of
Chlamydia. An extension of the nonparametric method of
Sawyer (63) that required no phylogenetic inference was
performed using GENECONV (version 1.70; Department of Mathematics,
Washington University, St. Louis, Mo.
[http://www.math.wustl.edu/~sawyer]). The basic procedure in the
method was as follows. Each silent polymorphic codon in the gene was
identified. For each sequence pair, the gene was partitioned into
fragments. The first fragment was from the beginning of the sequence to
the first silent polymorphic codon that differed between the two, the
last fragment was from the last difference to the end of the sequence,
and fragments in between were bounded by consecutive differences
between the two. The fragment length for a given pair was the number of
silent polymorphic codons that differed among the other sequences in the data set but were not polymorphic with respect to the given pair.
The global fragment score was a linear function of the sum of squares
of the fragment lengths over all fragments over all pairs of sequences.
We tested the null hypothesis that no significant gene conversion
events occurred among the sequences analyzed. The P value
was determined empirically.
Sequence data were subdivided to make valid intraspecies and
interspecies comparisons. We chose to test these hypotheses for strains
that infected humans separately from those that infected lower
vertebrate mammals and birds. This was a conservative approach since
dramatic differences in coalescence times of the hosts may have
influenced the results in ways that were unpredictable. For ompA, we subdivided the sequence data into five groups:
human C. trachomatis (all C. trachomatis except
MoPn/NiggII and SFPD), lower vertebrate mammal C. trachomatis (MoPn/NiggII and SFPD), human C. pneumoniae
(all C. pneumoniae except N16 and Koala), lower vertebrate
mammal C. pneumoniae (N16 and Koala), and C. psittaci. For omcB, the data were similarly subdivided
into four groups: human C. trachomatis (all except
MoPn/NiggII), lower vertebrate mammal C. trachomatis
(MoPn/NiggII), human C. pneumoniae (TWAR-IOL-207), and
C. psittaci (EAE-A22-M and 6BC).
Intraspecies hypothesis testing involved inspection of the global
Sawyer run test score for the appropriate data set. Intraspecies testing was possible for human C. trachomatis and lower
vertebrate mammal C. psittaci for ompA and for
human C. trachomatis for omcB. Testing was not
possible for the other groups because there were either too few
sequences or too few polymorphisms to evaluate. Interspecies hypothesis
testing was accomplished by combining appropriate data. Evidence was
considered significant only if the global score for the combined data
set was significant and if there were significant fragments detected
between the two species. For the same reasons as noted above,
interspecies hypothesis testing for omcB was not possible
for lower vertebrate mammal C. trachomatis and C. psittaci. To test hypotheses about barriers to recombination, we
compared the global scores of data sets before and after the inclusion
of strains from a different species. If the global score decreased from
significant to insignificant, a barrier to recombination was considered
suggestive for the strains involved.
These hypotheses were further evaluated using compatibility matrices.
Compatibility matrices and neighborhood similarity scores were
calculated using the program RETICULATE (Human Genetics Group, John
Curtin School of Medical Research, Australian National University [http://jcsmr.anu.edu.au/dmm /humgen/ingrid/reticulate.htm]) by the methods of Jakobsen and Easteal (41). In this
method, matrices representing the compatibility of all possible pairs
of informative sites with a single maximum-parsimony tree were
calculated. The neighbor similarity score indicated the degree to which
sites were compatible, and its significance was determined empirically. The null hypothesis tested was that sites were randomly distributed with regard to type (incompatible or compatible), where clustering of
sites suggested recombination. In this analysis, only parsimoniously informative binary sites (sites with only two different nucleotides present more than once) were included. For these analyses, the ompA and omcB data were subdivided into strains
that infect human hosts and those that infect lower vertebrate mammals
and birds, for the same reasons as stated above.
The index of association (IA) between codons,
according to the methods of Feil et al. (21), was
used to test the null hypothesis that ompA polymorphic
codons were in complete linkage equilibrium. Briefly,
IA was computed by comparing the observed
between-strain variance (VO) with the variance
that would be expected if polymorphic codons were randomly assorted
(VE). Any observed variance that exceeded that
expected by chance represented linkage between codons. If the
polymorphic codons were randomly assorted and the data were in linkage
equilibrium, IA was expected to be zero. The
significance of IA was determined empirically.
Since VE, and in turn IA,
increased with the number of polymorphic codons (r), it was
important to compare values only if r was the same and in
other case, only to distinguish the IA values
that were significantly different from zero from those that were not.
The Recombination Identification Program (RIP, version 1; HIV Database
Group, Los Alamos National Laboratories [http://hiv-web.1anl.gov/]) was used as a graphical tool to predict the mosaic structure of a
strain. For each of these strains, the Maximum Chi Square program (version 1.0; Molecular Microbiology Group, University of Sussex [http://www.biols.susx.ac.uk/Biochem/Molbiol /maximum-chi-squared.html]) was used according to the methods of Maynard Smith
(47) to refine and assess the significance of the
structure. In the test, polymorphic sites were defined as sites that
varied between the potential recombinant and its possible parental
strains. For each of the parental strains, the number of differences
between the parental strain and the putative recombinant divided by the
total number of differences in the data was calculated before and after
a proposed cut. A cut was optimal when the difference in these
proportions was maximized. The significance of the division was tested
by empirically determining a P value by randomization. An
iterative procedure was used to evaluate strains with multiple
divisions as described in the method (47).
For all statistical analyses, sites that contained gaps were ignored
and analyses were considered significant at P
0.05 except for the maximum chi-square analysis, which was considered significant at P
0.001 in order to be conservative.
Nucleotide sequence accession numbers.
The sequences of the
omcB genes determined in this study have been submitted to
GenBank under accession numbers AF304326-AF304332. The ompA
and omcB alignments are available from the authors.
 |
RESULTS |
Phylogenetic analysis of ompA and
omcB.
In the ompA alignment, the locations
of the VS domains as defined by Yuan et al. (78) were as
follows: VS1 from 262 to 333, VS2 from 499 to 576, VS3 from 766 to 813, and VS4 from 964 to 1068. At the nucleotide level, there were 691 polymorphic sites within the 1,215 bp of the complete ompA
gene and 609 polymorphic sites within the 1,566 bp of the partial
omcB gene analyzed. There were 142 polymorphic sites among
the B class strains, 100 polymorphic sites among the C class strains,
and 36 polymorphic sites among the intermediate class strains.
Phylogenetic reconstructions suggest potential differences in the
evolutionary histories of ompA and omcB (Fig.
1). Major branching orders of the
neighbor-joining ompA trees agreed with those already
reported, namely, that the three species were represented by three
distinct clades and that the human C. trachomatis strains clustered into B, C, and intermediate classes as described above. However, for omcB, the C. trachomatis strains did
not form three classes. The L1, L2, and L3 serovars of the LGV biovar
formed a distinct group instead of being split into the B and C
classes, consistent with the findings of Fitch et al.
(24). In addition, the inclusion of the seven new
omcB strains sequenced in this study revealed that F did not
cluster with G in the intermediate class but instead grouped with E. These incongruent patterns suggested that recombination had been
responsible for driving the divergence of several of the C. trachomatis strains including E, F, G, L1, and L3.

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FIG. 1.
Phylogenetic reconstructions for the ompA (A)
and omcB (B) gene sequences using the neighbor-joining
method. The values at the nodes are the bootstrap confidence levels for
the interior branch. The bootstrap confidence level represents the
percentage of 1,000 bootstrap resamplings for which the strain to the
right was separated from the other strains.
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Statistical evidence for or against intraspecies and interspecies
recombination in ompA and omcB.
To
determine if differences in tree topologies for ompA and
omcB could be explained by intragenic recombination, the
sequence data were subjected to the Sawyer runs test using GENECONV
(63). Table 2 presents the
intraspecies and interspecies comparisons for ompA and
omcB. Based on this test, there was significant evidence for
ompA intraspecies recombination between human C. trachomatis strains (P < 0.0001). Consistent with
the phylogenetic data, the pairs of strains E/Bour/G/UW-57
(P = 0.003), B/Jali20/E/Bour (P = 0.007), Ba/Apache-2/E/Bour (P = 0.007), and
L1/440/LGV-98 (P = 0.023) had significant
ompA gene conversion events. ompA intraspecies recombination between C. psittaci strains was also supported
(P = 0.038) with the following pairs of strains
identified: N352/EAE-S26-3 (P = 0.038), 6BC/EAE-S26-3
(P = 0.038), AvianC/EAE-S26-3 (P = 0.038), MnCa1-10/EAE-S26-3 (P = 0.038), and
EAE-A22-M/EAE-S26-3 (P = 0.038). In terms of
ompA interspecies comparisons, there was significant
evidence to suggest recombination between the rodent C. trachomatis MoPn/NiggII strain and the C. pneumoniae horse N16 strain (P = 0.033). There was also suggestive
evidence for a barrier against recombination between C. trachomatis rodent strains and C. psittaci strains.
This latter observation was based on the fact that the inclusion of the
rodent strains with the C. psittaci strains weakened the
significance of the previous findings from P = 0.038 to
P = 0.124. Unlike the results for ompA, there was no statistical evidence to support recombination within omcB. In every analysis, the global score was insignificant.
Recombination detection methods are based on the underlying assumption
that substitution rates are equal along the gene. Methods based on
distributions of polymorphic sites, such as the Sawyer runs test, have
a higher false-positive rate due to violations of this assumption than
do methods that detect incompatibilities between sites and changes in
local estimated phylogenies (C. Wiuf, T. Christensen, and J. Hein,
submitted for publication). For this reason, we analyzed the
data for compatibility using RETICULATE (41). For
ompA, there were large numbers of sites that were incompatible with a single tree, both for all strains that infected humans (neighbor similarity, 0.886) and for all strains that infected lower vertebrate mammals and birds (neighbor similarity, 0.738) (Fig.
2; compatibility matrix not shown for
ompA sequences from lower vertebrate mammals and birds). In
both cases, the distribution was not random (P = 0.0001). This provides further evidence for recombination within
the ompA gene of Chlamydia. In contrast, sites
were randomly distributed for omcB sequences from human hosts (P = 0.211), again suggesting no recombination
within omcB.

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FIG. 2.
Compatibility matrices for the Chlamydia ompA
gene from human hosts (a) and the Chlamydia omcB gene from
human hosts (b). White spaces represent pairs of informative sites that
are compatible with a single maximum-parsimony tree, while black spaces
represent pairs that are incompatible with that tree.
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The ratio of average synonymous to average nonsynonymous substitutions
(dS/dN) was calculated for
ompA and omcB by the method of Nei and Gojobori
(50). Using the same 17 strains from the three species,
the average dS/dN ratio was 6.7:1
for ompA and 5.7:1 for omcB. However, when just
the human C. trachomatis strains were examined, the average
dS/dN ratio was 6.0:1 for
ompA and 1.4:1 for omcB.
Relative degree of recombination in ompA for different
regions and classes.
None of the above methods can be used to
detect recombination reliably when the number of events is large. In
contrast, the IA between codons is a test
statistic that can be used to test whether polymorphic codons are in
linkage equilibrium. For this reason, we determined the
IA between polymorphic codons at the ompA and omcB loci. When all human C. trachomatis sequences were analyzed together, ompA
codons were in linkage disequilibrium (P < 0.001). This was
also the case for C. psittaci sequences (P < 0.001). Since the degree of recombination tends to increase with
increasing similarity between strains, it was possible that human
C. trachomatis sequences were in linkage disequilibrium while individual classes were in linkage equilibrium. To test this
hypothesis, we subdivided the sequence data into classes and repeated
the analysis. For both the B and C classes, polymorphic codons were in
linkage disequilibrium when the entire gene was analyzed (P < 0.001). This indicated that, overall, recombination in the
ompA gene was not frequent enough to randomize the gene or
break up clonal associations between codons, thus indicating a clonal
population structure.
To compare the relative degree of recombination within classes, the
entire ompA gene was subdivided into regions, 20 polymorphic codons in length, and the IA test statistic was
calculated. For the B class, this resulted in five regions of 20 codons
and one region of 12 codons. For the C class, the gene was divided into four regions of 20 codons. For every region except for the first, IA for the B class exceeded that for the C class
(Fig. 3). In fact, in region 3, codons
for the C class were not in significant linkage disequilibrium
(P = 0.103). These results suggest that C class strains
experienced gene conversion events to a greater degree than B class
strains did. Furthermore, there was a greater degree of recombination
in the downstream half of ompA. For omcB, there
was no evidence to suggest that polymorphic codons were in linkage
equilibrium, indicating that the inability to detect intragenic
recombination was not a result of repeated recombination.

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FIG. 3.
Linkage between polymorphic codons within successive
ompA regions, approximately 20 polymorphisms in length, for
C. trachomatis C class strains ( ) and C. trachomatis B class strains ( ).
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Identification of breakpoints in ompA mosaics.
Potential ompA mosaics were identified as the strains
detected in the GENECONV analysis, those that clustered differently in
tree topologies, and those reported in previous studies. For each
strain, the similarity with respect to all other strains was calculated
and plotted by nucleotide position using RIP (65). This
output was visually inspected to determine potential breakpoints. Figure 4 presents the RIP similarity
plots for G/UW-57, D/B-120, and E/Bour (LGV-98 is not shown).
These similarity plots provided the initial predictions of the mosaic
structure.

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FIG. 4.
RIP images depicting the similarity of strain D/B120
(top), strain G/UW-57 (middle), and E/Bour (bottom) against all others
with position along the ompA gene. For clarity, only the
strains with greatest similarity to the query sequence are shown.
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The maximum chi-square test (47) was used to refine the
RIP predictions and assess the statistical significance of the refined structures. The G/UW-57, D/B-120, E/Bour, and LGV-98 strains clearly showed mosaic structures, with each cut supported at the P = 0.0001 level (Fig. 5). Table
3 shows the breakpoint analysis of
potential ompA mosaics. As suggested in the RIP analysis,
G/UW-57 appeared to be a mosaic of strains F/IC-Cal-3 and E/Bour, with
two breakpoints at nt 645 and nt 651 and at nt 792 and nt 794. Upstream
of the first cut and downstream of the second, G/UW-57 was markedly
similar to F/IC-Cal3 and dissimilar to E/Bour. Between the cuts, the
opposite was true (Table 3). Strain D/B-120 appeared to be a mosaic of strain L1/440 and a possible divergent segment of E/Bour with a single
break point at nt 547 and nt 567. Upstream of the cut, the E/Bour
contribution was supported at only the P = 0.01 level. However, downstream of it, D/B-120 was extremely similar to L1/440. E/Bour appeared to be a mosaic of Ba/Apache-2, D/IC-Cal-8, and the
aforementioned G/UW-57 with three breakpoints at nt 452 and nt 485, at
nt 584 and nt 587, and at nt 851 and nt 867. E/Bour was most similar to
Ba/Apache-2 before breakpoint 1, to D/IC-Cal-8 between breakpoints 1 and 2, to G/UW-57 between breakpoints 2 and 3, and to D/IC-Cal-8 again
after breakpoint 3. As originally proposed by Hayes et al.
(34), LGV-98 was a composite of L1 and L2, with a single
breakpoint at nt 567. The upstream portion of LGV-98 most probably
originated from L1, while the downstream segment was identical to L2.
However, the test predicted two upstream divisions. Due to the small
number of polymorphisms, the second division was most probably
artifactual. The location of the single division agrees exactly with
that proposed by Hayes et al. (34) (nt 537 in the LGV-98
sequence corresponds to nt 567 in this alignment). Ia/IU-4168 was
identical to the Ia sequence originally identified to be an I/H mosaic
by Lampe et al. (46) over all regions sequenced. Based on
the results of the maximum chi-square test, Ia/IU-4168 was not a mosaic
of I/H at the P = 0.001 significance level.

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FIG. 5.
Mosaic structures for strains E/Bour, G/UW-57, LGV-98,
and D/B-120 predicted by maximum chi-square analysis. Each line is the
ompA gene for the strain given to the left. The shading
represents the proposed contributions from parental strains to the
genetic composition of the mosaic strain. a to f are the locations of
the proposed crossover points at nt 452, 584, 851, 651, 794, and 547, respectively. Symbols:
,
Ba C. trachomatis;
,
E/G C. trachomatis;
,
D/IC-Cal-8 C. trachomatis;
,
F C. trachomatis;
,
L1 C. trachomatis;
,
L2 C. trachomatis;
,
divergent unknown C. trachomatis contribution.
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It is interesting that for every significant mosaic strain analyzed,
VS3 may have been involved in the gene conversion event. The upstream
division of G/UW-57 was just before VS3, and the downstream division
cut within VS3. D/B120 and LGV-98 shared a presumed crossover point at
nt 547, at the end of VS2. E/Bour had one division at the end of VS3
and another between VS3 and VS4. In fact, E/Bour was the only mosaic
with a cut upstream of VS3 (at the beginning of VS2). Identification of
most breakpoints just before VS3 is in agreement with the
IA results, in which the downstream half of
ompA was shown to have a higher degree of recombination than
the upstream half. A summary of the test conclusions are presented in
Table 4.
 |
DISCUSSION |
In this study, we provide comprehensive statistical analyses of
intraspecies and interspecies recombination for C. trachomatis, C. pneumoniae, and C. psittaci
at the ompA and omcB loci. These analyses
revealed that intragenic recombination at the ompA locus for
C. trachomatis strains is significant and not likely to be due to chance substitution events. The relative degree of recombination for different classes and different ompA regions were
consistent with the multiple breakpoints in VS3 and VS4 that we
identified for strains D/B120, G/UW-57, E/Bour, and LGV-98. The former
three strains were first identified as recombinants in this study.
Further, we present the first evidence for intragenic recombination
between C. psittaci strains and for interspecies
recombination between a rodent C. trachomatis strain and an
equine C. pneumoniae strain at the ompA locus.
Three independent statistical methods provided strong and consistent
evidence for recombination in ompA but not in
omcB. The Sawyer runs test requires no phylogenetic
inference and is relatively unbiased by the effects of selection.
Monomorphic and amino acid-varying sites that may have clustered under
strong selection were excluded. Silent sites should be effectively
neutral. In a region that is immunodominant, however, this may not
always be the case. A potential shortcoming of the Sawyer runs test is
that it can produce false-positive results when mutation rates vary
along the gene (Wiuf et al., submitted). However, it is unlikely that
variable mutation rates have mimicked recombination in this instance.
The incompatibility method we used was less sensitive to this
phenomenon (Wiuf et al., submitted), but it also detected recombination
in ompA. Further, it should also be noted that recombination
in Chlamydia is biologically plausible. Not only has a
homolog of RecA been cloned, sequenced, and characterized for C. trachomatis (37), but also homologs of several other
enzymes in the RecBCD and RecF recombination pathways have been
identified in the complete genome sequence of the C. trachomatis D/UW-3 strain (67).
In contrast to ompA, none of the methods used in this study
detected intragenic recombination in omcB. It is unlikely
that the failure to detect recombination was due to a high degree of recombination, since the IA test did not provide
any evidence for recombination within omcB. To explain the
discordant phylogenies for ompA and omcB, there
must have been a major breakpoint somewhere in between these two genes.
In our analyses, we identified major breakpoints in the downstream half
of ompA. These results can be interpreted in at least two
ways. One is that only ompA is involved in recombination and
that these breakpoints delineate the segments involved. Another is that
omcB is involved in recombination in its entirety and that
another unidentified breakpoint resides downstream of it. This event
cannot be ruled out by our analyses because none of the methods used
would have been able to detect recombination without including the
intervening sequence that encompassed the major breakpoint(s). However,
this latter scenario is consistent with the differences in divergence
of the two genes (24). If the difference in divergence was
primarily due to differences in selective pressures, there should be
the same relative divergence within species as between species, but
this was not the case. Further, the ratio of
dS/dN for the three species was
nearly equal for the two genes. However, when just the human C. trachomatis strains were examined, the average
dS/dN was over four times as high
for ompA as it was for omcB. This suggests that
human C. trachomatis strains evolved more quickly for
omcB than for ompA and for strains from
other species. Such anomalous patterns of divergence have been seen in
other pathogenic bacteria including the Neisseria species,
where it was suggested that recombination had obscured the evolutionary
history of the organism (21).
Differences in selection pressures may in part explain the relative
differences in the degrees to which intragenic and intergenic recombination occurred at the two loci. If omcB provides an
essential function to the organism with strong functional and
structural constraints, it may be under strong stabilizing selection
pressure. In this case, fitness costs attributed to recombination
within the reading frame may be too great and may in part prevent it from occurring. On the other hand, conserved regions resulting from
strong constraints may have increased the likelihood of intergenic recombination since the degree of homologous recombination increases with increasing similarity between strains. Moreover, these constraints may have provided a selective force leading to the preferential retention of one allele and so to low variation, consistent with the
"selective-sweep" model (39). According to this model,
large regions of DNA will become fixed in areas of low recombination while only small areas will become fixed in areas of high
recombination. For omcB, almost the entire gene has become
fixed. This suggests that the degree of recombination must have been
low enough to allow a sweep and infers an upper bound for intergenic
recombination in omcB. In contrast, ompA is
presumably under diversifying immune selection. Recombination within
the reading frame of ompA may actually increase fitness and
contribute to the organism's success. Since there are few to no
regions in ompA that have become fixed, there is no upper
bound for the degree of recombination that has occurred. Either
recombination was too extensive for a selective sweep, or it was
prevented from occurring by diversifying selection pressures. No
analyses in this study can distinguish between these possibilities.
We provide evidence for interspecies ompA recombination
between C. trachomatis and C. pneumoniae that
infect lower vertebrates. Although it has been recognized that
interspecies transmission of C. psittaci strains occurs
between birds and humans in the form of psittacosis, no other evidence
for cross-species transmission exists. Interspecies mosaics have not
been identified by sequence observation, and tree topologies over
multiple coding regions are congruent with respect to species
clustering. Our results are consistent with these findings since these
earlier methods were less sensitive than the ones used in this study.
Further, there may actually be a barrier to recombination between the
C. trachomatis rodent strains and the C. psittaci
strains. The nucleotide differences for these species range from 39 to
41%, which is in excess of the presumed upper limit for homologous
recombination (58). Thus, recombination between these
species may not be feasible for lack of a viable mechanism.
Our analyses of previously identified mosaics and other well-known
C. trachomatis strains provided significant evidence that strains D/B120, G/UW-57, E/Bour, and LGV-98 were recombinants. For each
of these recombinants, several significant breakpoints just before and
within VS3 were identified. These findings were in agreement with the
IA analysis, where a higher degree of
recombination was found in the downstream half of ompA.
Recombination between more distantly related strains drives clonal
divergence (28), and diversity in VS3 and VS4 may
contribute to the adaptation of the parasite to changing host
environments. Specifically, these mechanisms may in part be responsible
for differences in immune evasion, persistence, and tissue tropism of
the organism.
For C. trachomatis, upstream of and within VS3 are regions
that elicit T-helper-cell activity (1, 40).
T-cell-dependent antibody production presumably represents an important
evolutionary mechanism for protection against microbial pathogens since
it is conserved among vertebrate species (38). In turn,
pathogens have developed mechanisms to vary T-cell epitopes to evade
this host immune response. Altered peptide antagonism is a recognized immune escape mechanism for viruses and malaria where T-cell epitope variants are able to eliminate or downregulate the cell-mediated response to the index peptide (26, 36). In this respect,
coevolution of hosts and parasites might be likened to a molecular arms
race (26). For Chlamydia, in addition to
evidence for the occurrence of point mutations within T-cell epitopes,
our results show that a potential mechanism exists via recombination
for exchanging T-cell epitopes important for escaping immune
surveillance. Immune evasion may result in the failure of the host to
clear the organism, resulting in a persistent infection. Further, there
is evidence that persistent infections are more commonly associated
with C class than B class strains despite the fact that B and
intermediate class strains are the most prevalent overall in genital
infections (17). Our analyses consistently suggest that
the degree of recombination was higher for C class strains than for B
class strains. Although the sequences from the above study were not
analyzed for mosaic structures and gene conversion events, these data
suggest that recombination in ompA may generate the genetic
diversity required to evade immune surveillance, ultimately leading to
persistence in the host.
In addition to providing the genetic diversity necessary for immune
evasion, recombination within VS4 may be important in tissue tropism.
Monoclonal antibodies against VS1, VS2, and VS4 neutralize chlamydial
infection by inhibiting attachment (49). Differential
trypsin inhibition suggests that VS2 and VS4 are critical in this
process. Trypsin treatment does not reduce attachment for serovar L2,
but it dramatically reduces the attachment for serovar B. This
difference may be due to the presence of trypsin-sensitive lysine
residues in VS2 and VS4 of serovar B and the absence of these residues
in serovar L2 (29). The fact that VS4 is critical for
attachment (29) and that there is a high frequency of
recombination within VS4 suggests that genetic diversity in this region
may contribute to serovar-specific differences in tissue tropism. Our
recombination data for serovars D/B-120 and E/Bour are suggestive of this.
Serovar D is the most prevalent serovar in rectal infections except for
serovars L1, L2, and L3. This serovar produces mild infections, while
serovars L1, L2, and L3 have historically been associated with severe
lymphadenitis and proctitis (4). However, it has recently
been reported that rectal infections with serovar L1 are milder and
similar to those caused by serovar D (5). Our analyses
showed that D and L1 were markedly similar within VS3 and VS4 but
divergent upstream of these segments, suggesting that D inherited the
former VSs via recombination with serovar L1. Thus, recombination with
serovar L1 may have allowed serovar D to more effectively invade the
rectal mucosa. Additional evidence is provided by clinical data for
serovar E. It is the most prevalent serovar in genital infections and
outcompetes serovar F for nutrients and resources in tissue culture
(41). Our analyses suggest that serovar E is a mosaic of
Ba/Apache-2, D/IC-Cal-8, and G/UW-57. E and Ba were markedly similar
upstream of VS2. However, Ba is a common serovar in ocular infections
and is rarely found in genital infections. E also possesses a long,
shared VS4 segment with D, another extremely prevalent serovar in
genital infections. It is possible that E was once similar to Ba in its
entirety and subsequently acquired DNA from D via recombination in VS4,
which contributed to its success in the genital mucosa. This cumulative evidence is suggestive that genetic diversity in VS4 may play a role in
determining chlamydial serovar-specific differences in tissue tropism.
The possibility that C. trachomatis C class strains exhibit
a panmictic population structure in a region responsible for immune evasion has important implications for the design of a multivalent DNA
or protein vaccine. A widely employed approach to the design of a
chlamydial vaccine has been to target regions of VSs conserved among
strains since VSs are likely to be surface exposed and immunodominant. Our analyses indicate that conserved regions within VS3 and VS4 must be
nearly identical such that, within the targeted region, recombination
between strains has the effect of homogenization as opposed to
diversification. In contrast, targeted regions within VS1 and VS2 may
not require the same degree of conservation since recombination occurs
to a lesser degree. We can further refine this approach based on the
fact that recombination seems to occur primarily between strains of the
same class and not between strains of different classes. This is
suggested by the fact that the degree of homologous recombination tends
to increase with increasing similarity between strains, and in our
analyses, an increase in linkage was observed when C class strains were
analyzed separately from B class strains. The exception to this is that
the intermediate class strains appear to recombine with the B class
strains. For this reason, regions within VS3 and VS4 should be nearly
identical within each class while some differences between classes may
be acceptable where, for the purposes of this discussion, B and
intermediate classes are considered together. To be conservative, this
rule should be followed for VS1 and VS2 as well.
Following these criteria, we have identified segments in VS3 and VS4
that could be simultaneously targeted for a multistrain vaccine. The
segment in VS3 is a hexapeptide located from nt 796 to 813. Among the C
class strains the sequence AGTEAA is completely conserved, while among
the B and intermediate class strains the sequence AGTDAA is conserved
except for A
S in Ba/Apache-2 and AA
GV in L2. The segment in VS4
is a 13-residue peptide located from nt 982 to 1020. Among the C class
strains, the sequence DVTTLNPTIAGKG is conserved except for
V
T in A/Har-13 and A
T in K/UW-31. Among the B and intermediate
class strains, the sequence DVTTLNPTIAGAG is conserved except for V
T
in D/B120, E/Bour and L1 and V
I and A
C in both intermediate class
strains. Within this 13-residue peptide is a nonapeptide previously
identified by Fitch et al. (24) as being an extremely
conserved segment that could be targeted for vaccine design. The
knowledge that recombination occurs primarily within classes in VS3 and
VS4 has provided criteria that has allowed us to take a less
conservative approach in identifying conserved segments and thus expand
the repertoire of targeted regions with considerable expectation for success.
 |
ACKNOWLEDGMENTS |
This research was supported by National Institutes of Health
grant AI39499 (to D. Dean).
We thank Walter Fitch for a thoughtful and critical review of an
earlier version of this paper.
 |
FOOTNOTES |
*
Corresponding author. Mailing address: Children's
Hospital Oakland Research Institute, 5700 Martin Luther King Jr. Way,
Oakland, CA 94609. Phone: (510) 450-7655. Fax: (510) 450-7910. E-mail: ddean{at}chori.org.
 |
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